Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Gerard GeisFirst Allied Securities, Inc.Raymond James Financial Services, Inc.08-14-2018
Robert Stephen McDanielFirst Allied Securities, Inc.Morgan Stanley$4111-20-2017
Louis Grant BergamoFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC$1,00011-10-2017
Ryan Robert BlaisFirst Allied Securities, Inc.Goldman Sachs & Co.09-12-2017
Marc Roger VezinaFirst Allied Securities, Inc.Fidelity Investments Institutional Services Company, Inc.08-21-2017
Martin Alexander TroianiFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC05-09-2017
Stephen Craig WilliamsFirst Allied Securities, Inc.AXA Advisors, LLC10-13-2015
Denise Gail HollandFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$1006-26-2015
Robert William KastenFirst Allied Securities, Inc.Voya Financial Advisors, Inc.01-29-2015
Jeffrey Steven SeltzerFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-22-2014
David Jason CasteriotoFirst Allied Securities, Inc.Royal Alliance Associates, Inc.12-22-2014
Marcus Alan SilverbergFirst Allied Securities, Inc.Western International Securities, Inc.12-05-2014
Daniel Mark JuechterFirst Allied Securities, Inc.National Planning Corporation$2512-01-2014
Edward Andrew HarkinsFirst Allied Securities, Inc.National Planning Corporation12-01-2014
Chad Ryan BarancykFirst Allied Securities, Inc.SII Investments, Inc.$10011-17-2014
Thomas Michael KozlowskiFirst Allied Securities, Inc.Mid Atlantic Capital Corporation$10006-27-2014
Victor Joseph MastrellaFirst Allied Securities, Inc.Western International Securities, Inc.$2506-13-2014
Glen I. BindelglassFirst Allied Securities, Inc.Western International Securities, Inc.$1006-13-2014
Robert Vernon Carr Jr.First Allied Securities, Inc.National Planning Corporation$15003-03-2014
Robert Steven WeissbeinFirst Allied Securities, Inc.Capital Guardian, LLC$2502-21-2014
Kevin Clinton Loyd Jr.First Allied Securities, Inc.National Planning Corporation12-16-2013
Deanna Lynn RenfroFirst Allied Securities, Inc.SII Investments, Inc.12-09-2013
Douglas Kent AltFirst Allied Securities, Inc.SII Investments, Inc.12-09-2013
Natalie Joy BrentFirst Allied Securities, Inc.SII Investments, Inc.10-16-2013
Corey Ryan SchepperFirst Allied Securities, Inc.SII Investments, Inc.$5010-15-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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