Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Joseph TaylorFirst Citizens Investor Services, Inc.Allstate Financial Services, LLC12-14-2017
Chasty Laws BaileyFirst Citizens Investor Services, Inc.Allstate Financial Services, LLC02-06-2013
Daniel CiolekFirst Citizens Investor Services, Inc.BB&T Investment Services, Inc.10-17-2017
Melissa Joy HansenFirst Citizens Investor Services, Inc.BB&T Investment Services, Inc.12-08-2014
Chad Everette ReynoldsFirst Citizens Investor Services, Inc.BB&T Investment Services, Inc.$10008-05-2009
Edward Bradshaw HarrisFirst Citizens Investor Services, Inc.BB&T Securities, LLC12-12-2019
Martin Kent WalkerFirst Citizens Investor Services, Inc.Cambridge Investment Research Advisors, Inc.04-04-2016
Sumner M. Parham IIIFirst Citizens Investor Services, Inc.Capital Investment Group, Inc.03-14-2016
William Robert Wiggins IIFirst Citizens Investor Services, Inc.Capital Investment Group, Inc.$10001-04-2011
Joseph Parish ParkerFirst Citizens Investor Services, Inc.CUNA Brokerage Services, Inc.08-02-2016
Kelly F SullivanFirst Citizens Investor Services, Inc.CUSO Financial Services, L.P.$10001-24-2018
Thomas Hugh WillisFirst Citizens Investor Services, Inc.CUSO Financial Services, L.P.$10009-02-2015
Johnna Rene CroomFirst Citizens Investor Services, Inc.Edward Jones06-26-2019
Christopher Ryan ManningFirst Citizens Investor Services, Inc.Edward Jones07-01-2014
David Winfield MillerFirst Citizens Investor Services, Inc.Edward Jones$10004-29-2011
Ashley Moody GallionFirst Citizens Investor Services, Inc.Edward Jones$50009-27-2010
Hieu Minh Thi VoFirst Citizens Investor Services, Inc.Equity Services, Inc.$10002-06-2017
Michael David ClarkFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.$10012-24-2018
Kimberly R. HyattFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.09-26-2018
Karl Sergeedward Pond IIFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.08-24-2017
William Michael Brinkley Jr.First Citizens Investor Services, Inc.Fifth Third Securities, Inc.$25007-17-2014
Melody Ann JohnsonFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.$10006-06-2011
Breanna May StottFirst Citizens Investor Services, Inc.Finwell, Inc.01-29-2019
Samuel Forrest JohnsonFirst Citizens Investor Services, Inc.Hornor, Townsend & Kent, LLC$10002-02-2015
Nicholas M. LoeperFirst Citizens Investor Services, Inc.J.P. Morgan Securities LLC01-04-2019
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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