Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Kent WalkerFirst Citizens Investor Services, Inc.Cambridge Investment Research, Inc.04-04-2016
Sumner M. Parham IIIFirst Citizens Investor Services, Inc.Capital Investment Group, Inc.03-14-2016
Joseph Parish ParkerFirst Citizens Investor Services, Inc.CUNA Brokerage Services, Inc.08-02-2016
David Winfield MillerFirst Citizens Investor Services, Inc.Edward Jones$1004-29-2011
Ashley Moody GallionFirst Citizens Investor Services, Inc.Edward Jones$5009-27-2010
Michael David ClarkFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.12-24-2018
Karl Sergeedward Pond IIFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.08-24-2017
William Michael Brinkley Jr.First Citizens Investor Services, Inc.Fifth Third Securities, Inc.07-17-2014
Breanna May StottFirst Citizens Investor Services, Inc.Finwell, Inc.01-29-2019
Troy Lawrence YoungFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Brett Adam BlankenshipFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Samuel Forrest JohnsonFirst Citizens Investor Services, Inc.Hornor, Townsend & Kent, LLC$1002-02-2015
Duwan Alan SmithFirst Citizens Investor Services, Inc.LPL Financial LLC$5003-21-2018
Christopher H. BettisFirst Citizens Investor Services, Inc.LPL Financial LLC09-14-2016
Gary Reid ClementsonFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2018
Albert M Stephens IIIFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Alan W. GrayFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Stanley Campbell GodwinFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2016
Neil Christian FirthFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
Robert Rankin Nimocks Jr.First Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2016
Ernest Lloyd Kiefer IIIFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2012
John Gary BennettFirst Citizens Investor Services, Inc.Morgan Stanley03-27-2012
Ricky Paul SloanFirst Citizens Investor Services, Inc.PNC Investments$15006-27-2018
Kelli Boykin PeeleFirst Citizens Investor Services, Inc.PNC Investments12-08-2017
Leigh Ann P. RotzFirst Citizens Investor Services, Inc.PNC Investments07-12-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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