Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roberta K. DawsonFirst Citizens Investor Services, Inc.Uvest Financial Services Group, Inc.02-02-2009
Ashley Moody GallionFirst Citizens Investor Services, Inc.Edward Jones$5009-27-2010
Kenneth Hayes MarshFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-27-2011
David Winfield MillerFirst Citizens Investor Services, Inc.Edward Jones$1004-29-2011
Thomas Sanderlin Owens IIIFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.06-08-2011
Jay Allen WildermanFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-03-2011
John Gary BennettFirst Citizens Investor Services, Inc.Morgan Stanley03-27-2012
Ernest Lloyd Kiefer IIIFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2012
Jacob Lee HedrickFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.10-15-2013
James Harrison MartinFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC06-02-2014
William Michael Brinkley Jr.First Citizens Investor Services, Inc.Fifth Third Securities, Inc.07-17-2014
Samuel Forrest JohnsonFirst Citizens Investor Services, Inc.Hornor, Townsend & Kent, LLC$1002-02-2015
Jackey Joseph WebbFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC11-02-2015
Troy Lawrence YoungFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Brett Adam BlankenshipFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Sumner M. Parham IIIFirst Citizens Investor Services, Inc.Capital Investment Group, Inc.03-14-2016
Robert Rankin Nimocks Jr.First Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2016
Gina Gray HouserFirst Citizens Investor Services, Inc.Prudential Investment Management Services LLC$3204-04-2016
Martin Kent WalkerFirst Citizens Investor Services, Inc.Cambridge Investment Research, Inc.04-04-2016
Joseph Parish ParkerFirst Citizens Investor Services, Inc.CUNA Brokerage Services, Inc.08-02-2016
Lynn MichaelFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC08-09-2016
Christopher H. BettisFirst Citizens Investor Services, Inc.LPL Financial LLC09-14-2016
Neil Christian FirthFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
Stanley Campbell GodwinFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2016
Kevin Anthony HarperFirst Citizens Investor Services, Inc.Principal Securities, Inc.03-03-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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