Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Davis HensleyFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.$50008-04-2009
Chad Everette ReynoldsFirst Citizens Investor Services, Inc.BB&T Investment Services, Inc.$10008-05-2009
Cristina Claxton PascuzziFirst Citizens Investor Services, Inc.Symetra Investment Services, Inc.04-19-2010
Ashley Moody GallionFirst Citizens Investor Services, Inc.Edward Jones$50009-27-2010
Jeffrey Michael ArcherFirst Citizens Investor Services, Inc.Touchstone Securities, Inc.$10010-05-2010
William Robert Wiggins IIFirst Citizens Investor Services, Inc.Capital Investment Group, Inc.$10001-04-2011
Kenneth Hayes MarshFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-27-2011
David Winfield MillerFirst Citizens Investor Services, Inc.Edward Jones$10004-29-2011
Melody Ann JohnsonFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.$10006-06-2011
Thomas Sanderlin Owens IIIFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.06-08-2011
Jay Allen WildermanFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-03-2011
John Gary BennettFirst Citizens Investor Services, Inc.Morgan Stanley03-27-2012
Robert Lynwood Hubbard Jr.First Citizens Investor Services, Inc.Quest Capital Strategies, Inc.04-30-2012
Marcus Eugene AtkinsonFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.08-27-2012
Robert Keith TilsonFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2012
Clinton Jonathan AllenFirst Citizens Investor Services, Inc.Morgan Stanley$10009-20-2012
Ernest Lloyd Kiefer IIIFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-19-2012
Chasty Laws BaileyFirst Citizens Investor Services, Inc.Allstate Financial Services, LLC02-06-2013
Jacob Lee HedrickFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.10-15-2013
James Harrison MartinFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-02-2014
D. Hunter RothwellFirst Citizens Investor Services, Inc.UBS Financial Services Inc.06-16-2014
Christopher Ryan ManningFirst Citizens Investor Services, Inc.Edward Jones07-01-2014
Melissa Godwin ScottFirst Citizens Investor Services, Inc.Lincoln Financial Securities Corporation07-01-2014
William Michael Brinkley Jr.First Citizens Investor Services, Inc.Fifth Third Securities, Inc.$25007-17-2014
Joseph Weston NortonFirst Citizens Investor Services, Inc.Vanguard Marketing Corporation11-12-2014
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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