Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan W. GrayFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Albert M Stephens IIIFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Angela Ruth Johnson-MooreFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$2509-19-2017
Ashley Moody GallionFirst Citizens Investor Services, Inc.Edward Jones$5009-27-2010
Aura Maria RodriguezFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC08-03-2018
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Breanna May StottFirst Citizens Investor Services, Inc.Finwell, Inc.01-29-2019
Brian Wesley SmithFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-24-2015
Bryan James StanleyFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2018
Chad Everette ReynoldsFirst Citizens Investor Services, Inc.BB&T Investment Services, Inc.$1008-05-2009
Chasty Laws BaileyFirst Citizens Investor Services, Inc.Allstate Financial Services, LLC02-06-2013
Christel WegmannFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC09-04-2019
Christopher H. BettisFirst Citizens Investor Services, Inc.LPL Financial LLC09-14-2016
Christopher Ryan ManningFirst Citizens Investor Services, Inc.Edward Jones07-01-2014
Clinton Jonathan AllenFirst Citizens Investor Services, Inc.Morgan Stanley$1009-20-2012
Craig Davis ShivelyFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-10-2019
Cristina Claxton PascuzziFirst Citizens Investor Services, Inc.First Citizens Investor Services, Inc.07-01-2013
Cristina Claxton PascuzziFirst Citizens Investor Services, Inc.Symetra Investment Services, Inc.04-19-2010
D. Hunter RothwellFirst Citizens Investor Services, Inc.UBS Financial Services Inc.$15006-16-2014
Daniel CiolekFirst Citizens Investor Services, Inc.BB&T Investment Services, Inc.10-17-2017
David K SeegersFirst Citizens Investor Services, Inc.Morgan Stanley$5006-01-2018
David Lance OwenFirst Citizens Investor Services, Inc.PNC Investments05-31-2017
David Scott BowenFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.02-09-2017
David Winfield MillerFirst Citizens Investor Services, Inc.Edward Jones04-29-2011
Duwan Alan SmithFirst Citizens Investor Services, Inc.LPL Financial LLC03-21-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.