Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan O'Neil GripperFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-08-2019
John Jarrett FitzgeraldFirst Citizens Investor Services, Inc.TD Private Client Wealth LLC05-09-2019
Conor Wade FitzpatrickFirst Citizens Investor Services, Inc.Synovus Securities, Inc.01-23-2019
William Curtis Watkins Jr.First Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC11-30-2018
Frank C. IvesFirst Citizens Investor Services, Inc.Northwestern Mutual Investment Services, LLC08-27-2018
Josh Clinton SpencerFirst Citizens Investor Services, Inc.Edward Jones08-20-2018
Mitchell Wayne Gatewood Jr.First Citizens Investor Services, Inc.SunTrust Investment Services, Inc.11-17-2017
Shawn K. GaffinFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2017
Brenda Thomas WheelerFirst Citizens Investor Services, Inc.First Citizens Asset Management, Inc03-18-2016
Henry Albert Kowalewski Jr.First Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Adam Paul DavisFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Erin Brenan McCaskillFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Aaron Benjamin JusticeFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Karl Kilpatrick MuellerFirst Citizens Investor Services, Inc.First Citizens Securities Corporation$5001-04-2016
Timothy Ryan CalvertFirst Citizens Investor Services, Inc.First Citizens Securities Corporation$5001-04-2016

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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