Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John VolpeFirst Financial Equity CorporationLPL Financial LLC01-25-2019
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-16-2018
Eric ChristusFirst Financial Equity CorporationMML Investors Services, LLC02-15-2018
Patrick Thomas DuffyFirst Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Aaron Warren LawsonFirst Financial Equity CorporationSilber Bennett Financial, Inc.03-30-2017
Matthew James PickettFirst Financial Equity CorporationCharles Schwab & Co., Inc.12-01-2016
Alta Edith BoanFirst Financial Equity CorporationMorgan Stanley$1009-28-2016
John Sigmund SimonsonFirst Financial Equity CorporationMorgan Stanley09-28-2016
Kristopher Beau Scott SmithFirst Financial Equity CorporationUBS Financial Services Inc.$10006-01-2016
Zachary Stuart BrodtFirst Financial Equity CorporationRaymond James & Associates, Inc.04-22-2016
David Raymond KeefeFirst Financial Equity CorporationMutual Securities, Inc.$704-13-2016
Laurence Ethan GoldsteinFirst Financial Equity CorporationMutual Securities, Inc.04-13-2016
Lyle Anson DeoFirst Financial Equity CorporationMutual Securities, Inc.$2504-12-2016
Kirk J GillFirst Financial Equity CorporationMorgan Stanley03-31-2016
Matthew David CalhounFirst Financial Equity CorporationMorgan Stanley$2502-05-2016
Mark Layton HepworthFirst Financial Equity CorporationAspen Equity Partners, LLC$5010-02-2015
Charles Wellington PaceFirst Financial Equity CorporationMatch-Point Securities, LLC07-06-2015
Anita Marie Barnes ClontzFirst Financial Equity CorporationPerkins, Smart & Boyd, Inc.$1004-28-2015
Russell A AndrewsFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$2504-13-2015
Robert Donald HarrisFirst Financial Equity CorporationH. Beck, Inc.02-02-2015
Nathan Trent ZimmermanFirst Financial Equity CorporationWells Fargo Clearing Services, LLC03-06-2014
Jarrad James KnutsonFirst Financial Equity CorporationCharles Schwab & Co., Inc.05-24-2013
Todd Edward DesbergFirst Financial Equity CorporationMutual Securities, Inc.$1,00002-01-2013
Dawn Rene KylFirst Financial Equity CorporationFoothill Securities, Inc.11-15-2012
Mark Lyle SchofieldFirst Financial Equity CorporationWells Fargo Clearing Services, LLC08-01-2012
Next Page »

Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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