Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor James ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-09-2020
Scott Wayne ReedFirst Financial Equity CorporationWells Fargo Clearing Services, LLC04-07-2020
Carly A. JeffreyFirst Financial Equity CorporationWells Fargo Advisors Financial Network, LLC01-22-2020
Martin John Ercoline IIIFirst Financial Equity CorporationEdward Jones02-15-2019
David John VolpeFirst Financial Equity CorporationLPL Financial LLC01-25-2019
David Blair BiasFirst Financial Equity CorporationForesters Equity Services, Inc.$2501-17-2019
Mark Andrew ButcherFirst Financial Equity CorporationForesters Equity Services, Inc.11-08-2018
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, LLC02-16-2018
Eric ChristusFirst Financial Equity CorporationMML Investors Services, LLC02-15-2018
Robert Clarke ChurchFirst Financial Equity CorporationRobert W. Baird & Co. Incorporated11-22-2017
Patrick Thomas DuffyFirst Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Thomas Michael JeffreyFirst Financial Equity CorporationRaymond James & Associates, Inc.$15007-22-2017
Ryan John LawsonFirst Financial Equity CorporationSilber Bennett Financial, Inc.$4504-04-2017
Aaron Warren LawsonFirst Financial Equity CorporationSilber Bennett Financial, Inc.03-30-2017
Nicholas Robert LawsonFirst Financial Equity CorporationSilber Bennett Financial, Inc.$10003-30-2017
Matthew James PickettFirst Financial Equity CorporationCharles Schwab & Co., Inc.12-01-2016
Alta Edith BoanFirst Financial Equity CorporationMorgan Stanley$1009-28-2016
John Sigmund SimonsonFirst Financial Equity CorporationMorgan Stanley09-28-2016
Kristopher Beau Scott SmithFirst Financial Equity CorporationUBS Financial Services Inc.$10006-01-2016
Zachary Stuart BrodtFirst Financial Equity CorporationRaymond James & Associates, Inc.04-22-2016
David Raymond KeefeFirst Financial Equity CorporationMutual Securities, Inc.04-13-2016
Laurence E. GoldsteinFirst Financial Equity CorporationMutual Securities, Inc.04-13-2016
Lyle Anson DeoFirst Financial Equity CorporationMutual Securities, Inc.$2504-12-2016
Kirk J. GillFirst Financial Equity CorporationMorgan Stanley$10003-31-2016
Matthew David CalhounFirst Financial Equity CorporationMorgan Stanley02-05-2016
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.