Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Charles PryorFirst Financial Equity CorporationCitigroup Global Markets Inc.$5002-12-2009
Lisa Johnson RizzoFirst Financial Equity CorporationUBS Financial Services Inc.04-29-2009
Kenneth Michael CretaFirst Financial Equity CorporationWells Fargo Clearing Services, LLC$5007-02-2009
Steven Kent RundleFirst Financial Equity CorporationUBS Financial Services Inc.$1007-16-2009
Charles William Willoughby Jr.First Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-23-2009
Robert Lynn HuishFirst Financial Equity CorporationH&R Block Financial Advisors, Inc.09-29-2009
Daniel Shea CooperFirst Financial Equity CorporationWedbush Securities Inc.10-28-2009
Lee Kim BrownFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$2501-25-2010
Ronald William WeddleFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-04-2010
Paul Alphonse Perreault Jr.First Financial Equity CorporationWells Fargo Clearing Services, LLC02-18-2011
Larry Gene KirtsFirst Financial Equity CorporationWedbush Securities Inc.08-16-2011
Robert Joseph CourterFirst Financial Equity CorporationWedbush Securities Inc.03-15-2012
William Glen NewburyFirst Financial Equity CorporationWaddell & Reed$2505-16-2012
John Paul PageFirst Financial Equity CorporationJRL Capital Corporation05-17-2012
Russell A AndrewsFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$2504-13-2015
Anita Marie Barnes ClontzFirst Financial Equity CorporationPerkins, Smart & Boyd, Inc.$1004-28-2015
Mark Layton HepworthFirst Financial Equity CorporationAspen Equity Partners, LLC10-02-2015
Matthew David CalhounFirst Financial Equity CorporationMorgan Stanley02-05-2016
Lyle Anson DeoFirst Financial Equity CorporationMutual Securities, Inc.$2504-12-2016
David Raymond KeefeFirst Financial Equity CorporationMutual Securities, Inc.04-13-2016
Laurence E. GoldsteinFirst Financial Equity CorporationMutual Securities, Inc.04-13-2016
Zachary Stuart BrodtFirst Financial Equity CorporationRaymond James & Associates, Inc.04-22-2016
Kristopher Beau Scott SmithFirst Financial Equity CorporationUBS Financial Services Inc.$9106-01-2016
Alta Edith BoanFirst Financial Equity CorporationMorgan Stanley$1009-28-2016
John Sigmund SimonsonFirst Financial Equity CorporationMorgan Stanley09-28-2016
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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