Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholis Jay ColeFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Tyler Ray ReedFisher InvestmentsTD Ameritrade, Inc.03-18-2020
James William DoughertyFisher InvestmentsEdward Jones03-18-2020
Dudley Lee Simms IVFisher InvestmentsCHESSMAN WEALTH STRATEGIES03-10-2020
Samantha V. TorresFisher InvestmentsNorthwestern Mutual Investment Services, LLC03-10-2020
Steven Alden SchaubFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Nicholas Peter SwansonFisher InvestmentsNorthwestern Mutual Investment Services, LLC02-07-2020
Marcus D. GowdyFisher InvestmentsFidelity Personal and Workplace Advisors02-05-2020
Kyle Eugene HacklerFisher InvestmentsTD Ameritrade, Inc.02-04-2020
Joseph Paul LaroccoFisher InvestmentsEdward Jones02-04-2020
John Anderson CrouterFisher InvestmentsPersonal Capital Advisors Corporation02-04-2020
Casey Ann WilliamsFisher InvestmentsVanguard Marketing Corporation02-04-2020
Paul Andrew DysonFisher InvestmentsCharles Schwab & Co., Inc.01-30-2020
Marc H. MichaelFisher InvestmentsTD Ameritrade, Inc.01-21-2020
Abraham Amador-LindnerFisher InvestmentsCharles Schwab & Co., Inc.$5001-17-2020
Bryan Daniel RayFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Thomas Donavan FitzgeraldFisher InvestmentsTIAA-CREF Individual & Institutional Services, LLC01-10-2020
Durrell Bess Jr.Fisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Travis John KokaliaresFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Dallin D. GarnerFisher InvestmentsFidelity Personal and Workplace Advisors01-08-2020
Thomas MachadoFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
James Brady RisalvatoFisher InvestmentsMorgan Stanley01-08-2020
John B MoraschFisher InvestmentsThrivent Investment Management Inc.01-08-2020
Salvatore Joseph TimperioFisher InvestmentsINVESTIVIST, LLC01-06-2020
Corey Andrew HollandFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
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Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.