Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clinton Daniel MccallaFisher InvestmentsWEALTH PLANNING COMPANY OF TEXAS07-19-2019
Daniel B ShuptarFisher InvestmentsFidelity Personal and Workplace Advisors07-17-2019
Chukwuemeka OnyiaFisher InvestmentsTIAA-CREF Individual & Institutional Services, LLC07-17-2019
Elliot James CoffeyFisher InvestmentsTD Ameritrade, Inc.07-17-2019
Gage Richard NiemeyerFisher InvestmentsEdward Jones$15007-17-2019
Andrew K JonesFisher InvestmentsVanguard Marketing Corporation07-17-2019
Robert Wayne HoffpauirFisher InvestmentsWells Fargo Clearing Services, LLC07-16-2019
Monica Shenelle PrinceFisher InvestmentsVanguard Marketing Corporation07-16-2019
Ronald Dwayne Higgs IiFisher InvestmentsTIAA-CREF Individual & Institutional Services, LLC07-03-2019
Zachary Steven IsraelFisher InvestmentsThrivent Investment Management Inc.06-27-2019
Barbara Harger LotridgeFisher InvestmentsGoldman Sachs Personal Financial Management06-25-2019
Michael Christopher BabinFisher InvestmentsWells Fargo Clearing Services, LLC06-25-2019
Frederick Booker Turner IvFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.