Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Forrest ZimmerFounders Financial Securities LLCBenjamin F. Edwards & Company, Inc.$15003-23-2020
Kevin Lee ClarkFounders Financial Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Victor SimonFounders Financial Securities LLCFirst Allied Securities, Inc.$2503-02-2020
Ryan Eugene StatonFounders Financial Securities LLCPark Avenue Securities LLC02-28-2020
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
William Boykin MarrFounders Financial Securities LLCQuestar Capital Corporation02-01-2019
Lee Allan AbramovitzFounders Financial Securities LLCInfinity Financial Services$511-09-2018
Marc Brian AsherFounders Financial Securities LLCLifeMark Securities Corp.$5002-05-2018
Daniel Joshua SwainFounders Financial Securities LLCEdward Jones07-20-2016
Alexander H LimFounders Financial Securities LLCLPL Financial LLC05-19-2015
Brian Francis ChrestFounders Financial Securities LLCNational Planning Corporation07-22-2013
Paul Andrew FurtonFounders Financial Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-19-2013
Cindy S EverlyFounders Financial Securities LLCMoney Concepts Capital Corp11-13-2012
Gina Lea TaylorFounders Financial Securities LLCInvestors Capital Corp.$2507-16-2012
John Francis DallavalleFounders Financial Securities LLCInvestors Capital Corp.$5001-17-2012
Ronald Paul HammonsFounders Financial Securities LLCLPL Financial LLC04-29-2011
Johannes AllenderFounders Financial Securities LLCMedallion Advisory Services, LLC03-12-2010
Luis E PadillaFounders Financial Securities LLCNew England Securities09-14-2009
Steven Anthony AquinoFounders Financial Securities LLCLincoln Financial Advisors Corporation05-29-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.