Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Joey Sylvester Kevin MartinGWN Securities Inc.Ameritas Investment Corp.06-28-2019
Steven Phillip FischerGWN Securities Inc.Cetera Financial Specialists LLC06-27-2019
Brian D. AddisGWN Securities Inc.Cantella & Co., Inc.$10006-24-2019
Odoll Van Williams Jr.GWN Securities Inc.Voya Financial Advisors, Inc.05-21-2019
Ricky Lawson CarrollGWN Securities Inc.Capital Analysts05-13-2019
Maria Luisa OvalleGWN Securities Inc.MML Investors Services, LLC05-08-2019
Evan Douglas GrootGWN Securities Inc.Nationwide Securities, LLC05-03-2019
Leonard Marion Spalding IIIGWN Securities Inc.Lincoln Investment$2504-29-2019
Roger K RiehmGWN Securities Inc.Securities America, Inc.04-10-2019
Timothy Jay MadiganGWN Securities Inc.Lincoln Investment02-01-2019
Shavard Joseph BranamGWN Securities Inc.Hornor, Townsend & Kent, LLC01-31-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Gary Layne BrownGWN Securities Inc.HD Vest Investment Services01-24-2019
David Ray GriffinGWN Securities Inc.Cetera Financial Specialists LLC01-18-2019
Terry Bruce BuczkowskiGWN Securities Inc.Questar Capital Corporation$5001-02-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
Kenneth Wesley MorrisonGWN Securities Inc.Foresters Equity Services, Inc.10-26-2018
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
Shireen S. SharmaGWN Securities Inc.AXA Advisors, LLC10-04-2018
Fernando Efrain RecaldeGWN Securities Inc.Securian Financial Services, Inc.05-17-2018
Charles Thomas StacyGWN Securities Inc.Cadaret, Grant & Co., Inc.04-13-2018
Tilden Lester SowdonGWN Securities Inc.The O.N. Equity Sales Company03-19-2018
Michael Allen StoneGWN Securities Inc.MML Investors Services, LLC03-09-2018
Leslie Bernard RubinGWN Securities Inc.Cetera Financial Specialists LLC01-16-2018
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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