Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Lynn PorathGeneos Wealth Management, Inc.SII Investments, Inc.$5011-24-2017
Jeffrey Joseph HayesGeneos Wealth Management, Inc.SII Investments, Inc.$2511-24-2017
Robert Earl StanlickGeneos Wealth Management, Inc.Presidential Brokerage, Inc.$5002-21-2017
Thomas Patrick MarronGeneos Wealth Management, Inc.Presidential Brokerage, Inc.02-21-2017
Joseph Martin ErvolinaGeneos Wealth Management, Inc.Transamerica Financial Advisors, Inc03-11-2016
James Lee YoungGeneos Wealth Management, Inc.LPL Financial LLC$2508-28-2015
Taylor Nolen YionoulisGeneos Wealth Management, Inc.Hinds Financial Group Inc$2508-03-2015
Patrick Edward NolenGeneos Wealth Management, Inc.Hinds Financial Group Inc08-03-2015
Aleen Maree SwoffordGeneos Wealth Management, Inc.Woodbury Financial Services, Inc.$10002-02-2015
Joni DorrisGeneos Wealth Management, Inc.LPL Financial LLC09-23-2014
Joseph David LealGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
Bradley W. GomerGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
Brian Patrick McGuireGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.$1009-15-2014
Daniel Gordon MussackGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.09-15-2014
Mark Glenn PetrieGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-03-2013
Christine Mary KelleyGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-03-2013
Thomas Eugene BrockGeneos Wealth Management, Inc.Kaiser and Company$1004-02-2013
Stephen Philip SorichGeneos Wealth Management, Inc.Kaiser and Company04-02-2013
Richard Michael KaulGeneos Wealth Management, Inc.Kaiser and Company04-02-2013
Wendy Margaret NelsonGeneos Wealth Management, Inc.Pruco Securities, LLC.09-24-2012
Judson E. CassGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC07-10-2012
Mickey Joseph GuidryGeneos Wealth Management, Inc.LPL Financial LLC$5004-27-2012
Michael Arthur LangloisGeneos Wealth Management, Inc.Commonwealth Financial Network$5009-07-2011
Jonathan M. WrightGeneos Wealth Management, Inc.Nfp Advisor Services03-17-2011
Craig Lee SplanGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.$12501-04-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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