Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Eugene NixonGeneos Wealth Management, Inc.Cambridge Investment Research, Inc.$10004-03-2009
Tony Gene GriepentrogGeneos Wealth Management, Inc.Next Financial Group, Inc.$25004-03-2009
Michael J Keglovits Jr.Geneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC$21004-23-2009
Aaron Charles HerschGeneos Wealth Management, Inc.Cetera Advisors LLC06-26-2009
James Edward Warren Jr.Geneos Wealth Management, Inc.Royal Alliance Associates, Inc.$50009-01-2009
Robert Patrick WebbGeneos Wealth Management, Inc.Transamerica Financial Advisors, Inc$10001-25-2010
Gregory Vincent GiuntoGeneos Wealth Management, Inc.AXA Advisors, LLC04-30-2010
Jonathan Eric PerelmanGeneos Wealth Management, Inc.Kestra Investment Services, LLC05-13-2010
Boyd Wayne WrightGeneos Wealth Management, Inc.Nfp Advisor Services$50003-17-2011
Jonathan M. WrightGeneos Wealth Management, Inc.Nfp Advisor Services$76003-17-2011
Mary Pat BooneGeneos Wealth Management, Inc.Kestra Investment Services, LLC03-17-2011
Michelle Marie AtlasGeneos Wealth Management, Inc.Capwest Securities, Inc.$50006-27-2011
Michael Edward Marsengill Jr.Geneos Wealth Management, Inc.Securities America, Inc.06-30-2011
Michael Arthur LangloisGeneos Wealth Management, Inc.Commonwealth Financial Network$50009-07-2011
Dennis Michael EichingerGeneos Wealth Management, Inc.Pacific West Securities, Inc.$10001-11-2012
Mickey Joseph GuidryGeneos Wealth Management, Inc.LPL Financial LLC$50004-27-2012
Dennis Michael OneillGeneos Wealth Management, Inc.LPL Financial LLC04-30-2012
Judson E. CassGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC$15007-10-2012
Wendy Margaret NelsonGeneos Wealth Management, Inc.Pruco Securities, LLC.09-24-2012
John Paul MurphyGeneos Wealth Management, Inc.Commonwealth Financial Network$10002-28-2013
Thomas Eugene BrockGeneos Wealth Management, Inc.Kaiser and Company$10004-02-2013
Stephen Philip SorichGeneos Wealth Management, Inc.Kaiser and Company$25004-02-2013
Richard Michael KaulGeneos Wealth Management, Inc.Kaiser and Company04-02-2013
Mark Glenn PetrieGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-03-2013
Christine Mary KelleyGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-03-2013
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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