Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Charles HerschGeneos Wealth Management, Inc.Cetera Advisors LLC06-26-2009
Aleen Maree SwoffordGeneos Wealth Management, Inc.Woodbury Financial Services, Inc.$10002-02-2015
Aron David HuddlestonGeneos Wealth Management, Inc.Geneos Wealth Management, Inc.02-02-2015
Aron David HuddlestonGeneos Wealth Management, Inc.Manarin Investment Counsel Ltd10-29-2014
Boyd Wayne WrightGeneos Wealth Management, Inc.Nfp Advisor Services$5003-17-2011
Bradley W. GomerGeneos Wealth Management, Inc.LPL Financial LLC$109-19-2014
Brian Patrick McGuireGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.$1009-15-2014
Caroline Leigh HurstGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC05-09-2017
Christine Mary KelleyGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-03-2013
Clayton John ShearerGeneos Wealth Management, Inc.National Planning Corporation$1001-04-2016
Craig Lee SplanGeneos Wealth Management, Inc.Geneos Wealth Management, Inc.$12509-15-2017
Daniel Gordon MussackGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.09-15-2014
David Michael LalondeGeneos Wealth Management, Inc.Forta Financial Group, Inc.02-21-2017
Debra DeleersGeneos Wealth Management, Inc.SII Investments, Inc.10-24-2017
Dennis Michael EichingerGeneos Wealth Management, Inc.Pacific West Securities, Inc.$10001-11-2012
Dennis Michael OneillGeneos Wealth Management, Inc.LPL Financial LLC04-30-2012
Gavin Thomas ComptonGeneos Wealth Management, Inc.FSC Securities Corporation02-22-2019
Gregory Vincent GiuntoGeneos Wealth Management, Inc.AXA Advisors, LLC04-30-2010
James Edward Warren Jr.Geneos Wealth Management, Inc.Royal Alliance Associates, Inc.09-01-2009
James Lee YoungGeneos Wealth Management, Inc.LPL Financial LLC$2508-28-2015
Jeffrey Joseph HayesGeneos Wealth Management, Inc.SII Investments, Inc.$2511-24-2017
John Edward HartshornGeneos Wealth Management, Inc.LPL Financial LLC$5009-19-2014
John Paul MurphyGeneos Wealth Management, Inc.Commonwealth Financial Network$1002-28-2013
Jonathan Eric PerelmanGeneos Wealth Management, Inc.Kestra Investment Services, LLC05-13-2010
Jonathan M. WrightGeneos Wealth Management, Inc.Nfp Advisor Services03-17-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.