Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis John MayGradient Securities, LLCMWA Financial Services Inc.01-14-2020
Richard UreGradient Securities, LLCLPL Financial LLC11-20-2019
Karl David JensenGradient Securities, LLCGRADIENT FINANCIAL DIRECT, LLC11-15-2019
Matthew Alexander Howarth HallGradient Securities, LLCQuestar Capital Corporation08-23-2018
Michael Bernard Haney IIIGradient Securities, LLCUSA Financial Securities Corporation06-29-2017
Jared Michael HoltGradient Securities, LLCHarbour Investments, Inc.04-26-2017
Lindsay Anne CameronGradient Securities, LLCSigma Financial Corporation12-03-2015
Robert Louis Wink Jr.Gradient Securities, LLCSigma Financial Corporation$10004-30-2014
Chad T. WillardsonGradient Securities, LLCPurshe Kaplan Sterling Investments$5004-16-2014
Lawrence Clay SpencerGradient Securities, LLCMorgan Stanley04-01-2014
Aaron Michael JacobsGradient Securities, LLCCabot Lodge Securities LLC12-12-2013
Wesley Michael KotysGradient Securities, LLCLPL Financial LLC$2511-22-2013
Cheryl Lynn McCarthyGradient Securities, LLCSecurities Service Network, LLC08-06-2013
Marvin Oscar DockenGradient Securities, LLCWalnut Street Securities, Inc.06-19-2013
Karla Andrea RobinsonGradient Securities, LLCTransamerica Financial Advisors, Inc06-19-2013
Harland Henry KrambeckGradient Securities, LLCWalnut Street Securities, Inc.$2506-10-2013
Mark Edward RauguthGradient Securities, LLCRaymond James Financial Services, Inc.06-05-2013
James Michael HerringtonGradient Securities, LLCSunset Financial Services, Inc.06-04-2013
Mark Joseph KinneyGradient Securities, LLCBrooklight Place Securities, Inc.04-17-2013
Keith Elton ReederGradient Securities, LLCHilltop Securities Independent Network Inc.$1010-12-2012
Keith U. HeritageGradient Securities, LLCBrookstone Securities, Inc.05-01-2012
Darcy Jones WadsworthGradient Securities, LLCWaveland Capital Partners LLC03-02-2012
Benjamin John GarciaGradient Securities, LLCNationwide Securities, LLC10-14-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.