Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aris George BofilesH&R Block Financial Advisors, Inc.UBS Financial Services Inc.07-02-2009
Steven Lynn SmithH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$5006-05-2009
Peter Gerard ChristensonH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$5005-28-2009
James Ralph AugustineH&R Block Financial Advisors, Inc.UBS Financial Services Inc.05-18-2009
David Allen TurnerH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2505-15-2009
Michele Marie GilesH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2505-06-2009
Paul A. Stone Jr.H&R Block Financial Advisors, Inc.UBS Financial Services Inc.05-05-2009
Michael Lewis PriceH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2504-29-2009
Lindy Johanne StirtonH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$15004-28-2009
Carl B. Dickson Jr.H&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2504-27-2009
Charles Michael ReningerH&R Block Financial Advisors, Inc.UBS Financial Services Inc.04-24-2009
Robert Eugene LoganH&R Block Financial Advisors, Inc.UBS Financial Services Inc.04-24-2009
Edwards Dorroh BrawleyH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$5004-23-2009
Raymond Fredrick BourqueH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$15004-23-2009
Felicia Gail HarrisH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$10004-22-2009
Dennis Robert BetzH&R Block Financial Advisors, Inc.UBS Financial Services Inc.04-21-2009
Roger Bruce RileyH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$104-17-2009
Chadwick Lynn HargisH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2504-17-2009
Kai-Yap TohH&R Block Financial Advisors, Inc.UBS Financial Services Inc.03-27-2009
Heidi Rengstorf SchumacherH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$5003-20-2009
Curtis Kim FrazeeH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2503-06-2009
James Wallace DicoccoH&R Block Financial Advisors, Inc.UBS Financial Services Inc.02-20-2009
Gary G. Bouch Jr.H&R Block Financial Advisors, Inc.UBS Financial Services Inc.$5001-30-2009
William Harvey ConnerH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$1001-26-2009
Richard Lee ClaryH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2501-16-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.