Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Brian Matthew OsbornH. Beck, Inc.Summit Advisors, LLC$104-10-2019
Linda Ann ParisiH. Beck, Inc.The Huntington Investment Company01-16-2019
John Maddison McneilH. Beck, Inc.I-Bankers Direct, LLC$1012-13-2018
James Penn Putten Van VinkH. Beck, Inc.Waddell & Reed$5010-26-2018
Robert Willis LesterH. Beck, Inc.Waddell & Reed$5010-26-2018
Melissa Sue Carriles BigghamH. Beck, Inc.PlanMember Securities Corporation06-07-2018
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.$106-06-2018
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Philip B PashoH. Beck, Inc.Waddell & Reed$2505-01-2018
Zachary Ronald JaroH. Beck, Inc.Raymond James Financial Services, Inc.01-24-2018
John Angel CantuH. Beck, Inc.INVEST Financial Corporation12-12-2017
James Warren BakerH. Beck, Inc.FSC Securities Corporation$1012-05-2017
Robert Alan WalkerH. Beck, Inc.Lincoln Financial Securities Corporation12-01-2017
Stephan Lee RogersH. Beck, Inc.Bolton Global Capital$5012-01-2017
Robert Alton Uptegraff Jr.H. Beck, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$1010-16-2017
Larry Todd FisherH. Beck, Inc.Symphony Financial, Ltd. Co.10-12-2017
Rodney KirknerH. Beck, Inc.Lincoln Financial Advisors Corporation$110-12-2017
Michael John MihmH. Beck, Inc.BMO Harris Financial Advisors, Inc.10-04-2017
Christopher Lawrence ZellmanH. Beck, Inc.TFS Securities, Inc.09-20-2017
Adrian Craig AdamsH. Beck, Inc.WFG Investments, Inc.$2509-13-2017
Cynthia Allen MannH. Beck, Inc.IHT Wealth Management LLC08-28-2017
Peter Barron IIIH. Beck, Inc.Summit Brokerage Services, Inc.$5008-21-2017
Jeremy Scott ThompsonH. Beck, Inc.GWN Securities Inc.08-16-2017
Durrette Ama OfosuH. Beck, Inc.Money Concepts Capital Corp$108-02-2017
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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