Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Russell Edward IngledewH. Beck, Inc.1st Global Capital Corp.$10002-17-2012
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Frederick Arthur Thoms Jr.H. Beck, Inc.Advocate Investing Services$10010-04-2017
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC$50012-18-2015
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$12001-11-2017
Michelle J Marcus CrossH. Beck, Inc.Ameriprise Financial Services, Inc.04-22-2016
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.$10011-03-2014
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Matthew Barnes BrockH. Beck, Inc.Ameriprise Financial Services, Inc.$10005-28-2010
Ara Patrick AbrahamianH. Beck, Inc.Ameriprise Financial Services, Inc.$15005-28-2010
Roman Robert Tomal IIIH. Beck, Inc.AMS Advisors LLC$50011-30-2010
John Gerard SobiechH. Beck, Inc.Annex Wealth Management, LLC$50005-01-2019
Allen Richard DearingH. Beck, Inc.Annex Wealth Management, LLC05-01-2019
David Carl MillsH. Beck, Inc.Annex Wealth Management, LLC08-09-2011
Clifton Howard McWhorterH. Beck, Inc.Annex Wealth Management, LLC01-05-2010
Dean Arthur StromH. Beck, Inc.Annex Wealth Management, LLC$10012-16-2009
John Salvatore Battaglia Jr.H. Beck, Inc.AssetMark Brokerage, LLC01-03-2017
Leslie Marie BuckH. Beck, Inc.Associated Investment Services, Inc.$50001-03-2012
Robert Timothy HughesH. Beck, Inc.B. Riley Wealth Management12-17-2015
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.$10006-06-2018
Tommy Neal Bradford Jr.H. Beck, Inc.BBVA Securities Inc.11-26-2018
Brian Matthew OsbornH. Beck, Inc.Beaconsfield Financial Services, Inc.$10004-10-2019
Rosalind M. FrazierH. Beck, Inc.Beaconsfield Financial Services, Inc.05-15-2017
Next Page »

Showing 1 to 25 of 324 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.