Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Hall ShermanH. Beck, Inc.Pacific West Financial Consultants Inc$10001-02-2009
Richard Lee BoppH. Beck, Inc.Waddell & Reed$10001-02-2009
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC$15001-02-2009
Warren George Berger IIIH. Beck, Inc.Park Avenue Securities LLC01-02-2009
Soonhee Kim ChoH. Beck, Inc.First Allied Advisory Services, Inc.$20002-13-2009
Albert Ralph MccauslandH. Beck, Inc.Oppenheimer & Co. Inc.$50004-16-2009
Charles Christopher MatthewsH. Beck, Inc.Landoak Securities, LLC$25004-24-2009
Barry David Barton SilverH. Beck, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-05-2009
Robert William StankowskiH. Beck, Inc.MetLife Securities Inc.$50005-06-2009
Harry Paul BryanH. Beck, Inc.First Command Financial Planning, Inc.$10005-08-2009
Paul E PomparH. Beck, Inc.Investors Capital Corp.$10006-02-2009
Gregory George StevensH. Beck, Inc.Cetera Financial Specialists LLC$50006-18-2009
Michael Joseph LuciaH. Beck, Inc.Morgan Stanley07-08-2009
Donald James FurmanH. Beck, Inc.Cetera Financial Specialists LLC$50007-10-2009
Sean Micheal SmithH. Beck, Inc.New England Securities$10007-31-2009
Domenic Joseph Arangio Jr.H. Beck, Inc.Hornor, Townsend & Kent, LLC08-31-2009
Joseph Anthony NawrockiH. Beck, Inc.Long Grove Trading Co.$10009-01-2009
Donna Marie Hall CainkarH. Beck, Inc.Waterstone Financial Group, Inc.$50009-01-2009
Clifford Paul CardineH. Beck, Inc.Long Grove Trading Co.$10009-03-2009
Randy Charles MartsH. Beck, Inc.SagePoint Financial, Inc.09-03-2009
Tiffany Laura VolpeH. Beck, Inc.Long Grove Trading Co.09-03-2009
John Albert BrusoH. Beck, Inc.Mutual Service Corporation$10009-04-2009
Robert Michael DormanH. Beck, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$50009-08-2009
Debra Lou SteinH. Beck, Inc.LPL Financial LLC$25009-15-2009
Jocelyn Diana WrightH. Beck, Inc.New England Securities$10009-29-2009
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Showing 1 to 25 of 324 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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