Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Debra Lou SteinH. Beck, Inc.LPL Financial LLC$10009-15-2009
John Howard HaynesH. Beck, Inc.LPL Financial LLC01-04-2010
Scott Douglas NowakH. Beck, Inc.LPL Financial LLC01-06-2010
Donald Patrick HaydenH. Beck, Inc.LPL Financial LLC01-06-2010
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Carl Markham KakenmasterH. Beck, Inc.LPL Financial LLC07-19-2010
James William DummertH. Beck, Inc.LPL Financial LLC$2510-14-2010
George Christopher DominoH. Beck, Inc.LPL Financial LLC01-19-2011
Steven Emile UrbiztondoH. Beck, Inc.LPL Financial LLC02-18-2011
Paul Henry CoutureH. Beck, Inc.LPL Financial LLC05-18-2011
Thomas Patrick ClintonH. Beck, Inc.LPL Financial LLC$10005-18-2011
Michael Gary KrumH. Beck, Inc.LPL Financial LLC01-13-2012
David Lee EversoleH. Beck, Inc.LPL Financial LLC12-17-2015
Robert Davis Williams JrH. Beck, Inc.LPL Financial LLC05-12-2017
Kevin James Cleary JrH. Beck, Inc.LPL Financial LLC07-02-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.