Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teodorico Juan MendozaH. Beck, Inc.Woodbury Financial Services, Inc.12-19-2012
Timothy Carl StellingH. Beck, Inc.Woodbury Financial Services, Inc.11-30-2012
Steven Leroy JuddH. Beck, Inc.Woodbury Financial Services, Inc.11-30-2012
James Edward MieleH. Beck, Inc.Woodbury Financial Services, Inc.$1003-08-2012
Donald Craig BoopH. Beck, Inc.Woodbury Financial Services, Inc.$1003-21-2011
Jerry Ray AnthonyH. Beck, Inc.Woodbury Financial Services, Inc.01-03-2011
Walter Thomas ScarbroughH. Beck, Inc.Woodbury Financial Services, Inc.01-03-2011
John Adams Brooks VH. Beck, Inc.Woodbury Financial Services, Inc.11-15-2010
Joseph Ronald MarkiewiczH. Beck, Inc.Woodbury Financial Services, Inc.11-08-2010
Troy D WootenH. Beck, Inc.Woodbury Financial Services, Inc.10-01-2010
Geary Steven WertmanH. Beck, Inc.Woodbury Financial Services, Inc.09-16-2010
Becky May KostadH. Beck, Inc.Woodbury Financial Services, Inc.12-04-2009
Darcy Chris HansonH. Beck, Inc.Woodbury Financial Services, Inc.12-01-2009
Robert Leo DavisH. Beck, Inc.Woodbury Financial Services, Inc.11-19-2009
Charles Norman PeifferH. Beck, Inc.Woodbury Financial Services, Inc.11-16-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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