Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$50004-24-2019
John Maddison McNeilH. Beck, Inc.I-Bankers Direct, LLC$10012-13-2018
Tommy Neal Bradford Jr.H. Beck, Inc.BBVA Securities Inc.11-26-2018
Melissa Carriles BigghamH. Beck, Inc.PlanMember Securities Corporation06-07-2018
Jay Dee EliasonH. Beck, Inc.BancWest Investment Services, Inc.$10006-06-2018
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Daniel Steven Wheeler Jr.H. Beck, Inc.NYLIFE Securities LLC01-04-2018
Robert Benson IrvingH. Beck, Inc.National Planning Corporation$50011-01-2017
Janis Jean HofsassH. Beck, Inc.National Planning Corporation$50010-20-2017
Frederick Arthur Thoms Jr.H. Beck, Inc.Advocate Investing Services$10010-04-2017
Stephanie Ann YoingcoH. Beck, Inc.Citigroup Global Markets Inc.$50002-28-2017
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$12001-11-2017
Conal Saturno-SanjanaH. Beck, Inc.Foresters Financial Services, Inc.11-29-2016
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
Wendy B. FeldmanH. Beck, Inc.Morgan Stanley$50009-28-2016
Peter Joseph DoyleH. Beck, Inc.Morgan Stanley$50009-28-2016
John Maddison McneilH. Beck, Inc.Dawson James Securities, Inc.$10005-31-2016
Frank A SposatoH. Beck, Inc.Allstate Financial Services, LLC$50012-18-2015
John David LewisH. Beck, Inc.Pruco Securities, LLC.11-12-2015
James Francis JurczakH. Beck, Inc.LPL Financial LLC$50010-19-2015
Randy ScritchfieldH. Beck, Inc.Securities America, Inc.$11505-15-2015
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.$18003-25-2015
Damon Fletcher ThomasH. Beck, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15003-09-2015
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.$10011-03-2014
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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