Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tamaris S. ConkletonH. Beck, Inc.1st Global Capital Corp.05-23-2019
Tommy Neal Bradford Jr.H. Beck, Inc.BBVA Securities Inc.11-26-2018
Melissa Carriles BigghamH. Beck, Inc.PlanMember Securities Corporation06-07-2018
John Russell FunderburkH. Beck, Inc.Advocate Investing Services05-17-2018
Daniel Steven Wheeler Jr.H. Beck, Inc.NYLIFE Securities LLC01-04-2018
Conal Saturno-SanjanaH. Beck, Inc.Foresters Financial Services, Inc.11-29-2016
Lynn Marie Le GoyH. Beck, Inc.Calton & Associates, Inc.11-18-2016
John David LewisH. Beck, Inc.Pruco Securities, LLC.11-12-2015
Christopher Brian McgaviskH. Beck, Inc.Ameriprise Financial Services, Inc.10-03-2014
Chere Lynn High-RoblesH. Beck, Inc.American Portfolios Financial Services, Inc.11-08-2013
Robert Davis PlattH. Beck, Inc.Mutual of Omaha Investor Services, Inc.08-14-2013
Kristen Elizabeth CoombsH. Beck, Inc.Vicus Capital, Inc.05-31-2013
Geoffrey Lynn NewmanH. Beck, Inc.Pruco Securities, LLC.02-12-2013
Diane Elizabeth WellsH. Beck, Inc.Edward Jones12-19-2012
Maryjo RomanoH. Beck, Inc.Lincoln Financial Advisors Corporation08-03-2012
John Harold Sulyma Sr.H. Beck, Inc.LPL Financial LLC04-23-2012
Michael Gary KrumH. Beck, Inc.LPL Financial LLC01-13-2012
Elizabeth Ann GoeltzH. Beck, Inc.Morgan Stanley03-02-2011
Terry Michael ReinhartH. Beck, Inc.Securities Service Network, LLC01-03-2011
David Lyn SiglerH. Beck, Inc.Harbour Investments, Inc.12-08-2010
Troy D WootenH. Beck, Inc.Woodbury Financial Services, Inc.10-01-2010
Steve Louis HamptonH. Beck, Inc.Nationwide Securities, LLC06-01-2010
Rodney Dean EhrichH. Beck, Inc.Nationwide Securities, LLC05-04-2010
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Richard Horace HoffmanH. Beck, Inc.Securities America, Inc.02-17-2010
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.