Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Richard DearingH. Beck, Inc.Annex Wealth Management, LLC05-01-2019
John Gerard SobiechH. Beck, Inc.Annex Wealth Management, LLC$5005-01-2019
Zachary Ronald JaroH. Beck, Inc.Raymond James Financial Services, Inc.01-24-2018
Michael John MihmH. Beck, Inc.BMO Harris Financial Advisors, Inc.$10010-04-2017
Chad Alan FawcettH. Beck, Inc.TD Ameritrade, Inc.02-24-2017
Brandon R ArpsH. Beck, Inc.BMO Harris Financial Advisors, Inc.01-23-2017
Matthew J MorzyH. Beck, Inc.Scottrade, Inc.01-03-2017
Michael GorectkeH. Beck, Inc.Harbour Investments, Inc.10-10-2016
Laurie Ann Ellis-McleodH. Beck, Inc.Investors Capital Corp.08-04-2016
Michael Ernest VenturiniH. Beck, Inc.Concorde Investment Services, LLC$1007-07-2015
Chris John WeberH. Beck, Inc.Pennant Management Inc06-11-2015
David George BattenH. Beck, Inc.BMO Harris Financial Advisors, Inc.$5001-27-2015
David J MixH. Beck, Inc.MetLife Securities Inc.11-22-2013
Jacquelyn Lee SklenarH. Beck, Inc.SII Investments, Inc.05-23-2013
Randall John WinklerH. Beck, Inc.BMO Harris Financial Advisors, Inc.$1001-27-2012
Leslie Marie BuckH. Beck, Inc.Associated Investment Services, Inc.01-03-2012
Michael Ernest VenturiniH. Beck, Inc.Wells Fargo Clearing Services, LLC$1009-20-2011
Jeffrey John SzulczewskiH. Beck, Inc.QA3 Financial Corp.$1002-23-2011
Roman Robert Tomal IIIH. Beck, Inc.AMS Advisors LLC$5011-30-2010
James William DummertH. Beck, Inc.LPL Financial LLC10-14-2010
Carl Markham KakenmasterH. Beck, Inc.LPL Financial LLC07-19-2010
Denis Earl JohnsonH. Beck, Inc.LPL Financial LLC$1007-15-2010
Stephen Wayne WattlesH. Beck, Inc.Edward Jones04-01-2010
Robert Paul TeofiloH. Beck, Inc.LPL Financial LLC01-06-2010
Scott Douglas NowakH. Beck, Inc.LPL Financial LLC01-06-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.