Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Herbert Winkler Jr.HD Vest Investment ServicesNext Financial Group, Inc.08-01-2019
Matthew R. StephensHD Vest Investment ServicesEdward Jones07-22-2019
David Lee DeffinbaughHD Vest Investment ServicesNorthwest Investment Advisors, Inc.06-17-2019
Karen Elizabeth ChaseHD Vest Investment ServicesPFS Investments Inc.05-31-2019
Steven Kerry WrightHD Vest Investment ServicesWells Fargo Clearing Services, LLC04-30-2019
Darryn David PopeHD Vest Investment ServicesProEquities, Inc.$2503-29-2019
Mackenzie Stephen ZajecHD Vest Investment ServicesCetera Advisor Networks LLC03-18-2019
Santo Lawrence BlumkeHD Vest Investment ServicesConcorde Investment Services, LLC02-27-2019
Magnum Fredrick DrewHD Vest Investment Services1st Global Capital Corp.02-27-2019
Vincent Philip PassarielloHD Vest Investment ServicesWaddell & Reed$2502-15-2019
Dawn Mcanly NelsonHD Vest Investment ServicesWesBanco Securities, Inc.02-05-2019
Jan Marie SteckerHD Vest Investment ServicesUBS Financial Services Inc.01-11-2019
Steven Michael SilverthorneHD Vest Investment ServicesMorgan Stanley$2501-10-2019
Richard Keiichi Yamauchi Sr.HD Vest Investment ServicesAXA Advisors, LLC12-21-2018
Aderon Alan NapierHD Vest Investment ServicesCambridge Investment Research, Inc.12-21-2018
Chad Quinn PorzigHD Vest Investment ServicesPFS Investments Inc.12-21-2018
Mark David RossHD Vest Investment ServicesCitizens Securities, Inc.12-20-2018
Mariette Denise Luchini-JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Marciano FilipponeHD Vest Investment ServicesCetera Financial Specialists LLC11-19-2018
Sugey PiedraHD Vest Investment ServicesMorgan Stanley11-14-2018
Evan Robin GuidoHD Vest Investment ServicesRobert W. Baird & Co. Incorporated$2511-12-2018
Jamie Beth ZinkhanHD Vest Investment ServicesRobert W. Baird & Co. Incorporated11-12-2018
John David BrazelHD Vest Investment ServicesInvestacorp, Inc.11-02-2018
Ronald Joseph KudlacekHD Vest Investment ServicesSummit Brokerage Services, Inc.10-29-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
Next Page »

Showing 1 to 25 of 388 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.