Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Anderson SantanaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.07-20-2011
Alexander D. ScangaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.02-06-2014
Alif B. BrahimHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-04-2016
Alonzo Jerome Adams Jr.HSBC Securities (USA) Inc.Citigroup Global Markets Inc.07-29-2016
Andrew SolimanHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-15-2012
Arthur Git LouieHSBC Securities (USA) Inc.Citigroup Global Markets Inc.03-12-2012
Benvenuto Anthony De RosaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-06-2013
Cheng Aik OngHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-18-2013
Christopher SchwartzHSBC Securities (USA) Inc.Citigroup Global Markets Inc.11-18-2015
Dejan VujinovicHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-15-2016
Fabio Ernesto RodriguezHSBC Securities (USA) Inc.Citigroup Global Markets Inc.07-11-2011
Frankie Y. TamHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$2505-28-2019
Germin Jermaine RobinsonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-23-2016
Goutam GhoshHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$1006-02-2009
Gregory Alexander LongardinoHSBC Securities (USA) Inc.Citigroup Global Markets Inc.01-29-2016
Jason Louis SmithHSBC Securities (USA) Inc.Citigroup Global Markets Inc.12-11-2017
Jason Marc KlagerHSBC Securities (USA) Inc.Citigroup Global Markets Inc.02-01-2010
Javier Enrique MondragonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-17-2019
Jaymy BengioHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-24-2011
Jensuh ChenHSBC Securities (USA) Inc.Citigroup Global Markets Inc.01-06-2014
Jitash PuriHSBC Securities (USA) Inc.Citigroup Global Markets Inc.02-13-2009
Joann Palacino-ChongHSBC Securities (USA) Inc.Citigroup Global Markets Inc.09-04-2013
Joanne NaccaratoHSBC Securities (USA) Inc.Citigroup Global Markets Inc.09-15-2014
John Martin Gotsch IVHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-13-2019
Justine Va Fong CramerHSBC Securities (USA) Inc.Citigroup Global Markets Inc.12-07-2017
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.