Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Simmons IIIHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.04-18-2018
Anthony CrimeniHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.04-13-2018
Colleen Elizabeth BissonnetteHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.06-26-2019
Erik DececcoHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.01-08-2016
Gregory MehrhoffHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.03-01-2018
Halina LewszaHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.05-14-2018
James S. MathieuHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.05-07-2018
Jonathan Joseph GervaisHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.01-23-2018
Keisha S DavisHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.04-26-2013
Lala BalaoghlanovaHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.01-29-2017
Robert L RussiniHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.07-23-2009
Shishir S. MeshramHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.09-02-2016
Sonia Teresa Castillo-SmithHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.12-08-2011
Theresa Ann WhittickHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.08-12-2011
Theresa Marie SmithHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.06-27-2011
Tracey A MarklandHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.04-30-2018
Yolanda LinHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.01-25-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.