Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ademola Olanrewaju AlawiyeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC12-19-2016
Aleksandr LeybengrubHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-25-2015
Alexander RussoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-02-2017
Alfred Bailey SoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-30-2017
Alida R. GuedesHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-08-2010
Amin GhaneiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-27-2020
Andranik HayotsyanHSBC Securities (USA) Inc.J.P. Morgan Securities LLC03-21-2017
Andrew HackHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-15-2014
Andy Alexander RubioHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-27-2016
Anthony Edward KellyHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-03-2017
Ashish Kumar NagiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-13-2017
Brittany Vanessa Chin-BennettHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-28-2016
Camilo CantorHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-04-2019
Carlyle H. DauenhauerHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-20-2014
Cassio Pavini PaulucciHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-21-2013
Chao-Wei LiuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-20-2013
Christopher Charles KitHSBC Securities (USA) Inc.J.P. Morgan Securities LLC09-17-2014
Christopher J. GirondaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-15-2017
Christopher Raphael VasquezHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-14-2013
Chun Pong LauHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-14-2015
Cinthya J. LockHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-19-2017
Clifford Dominick BajorHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-01-2016
Corrado RasizziHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-27-2017
Dave LeeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-12-2014
David PasternakHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.