Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Ioan OzarchieviciHSBC Securities (USA) Inc.Morgan Stanley$5002-16-2011
Ana R. MotaHSBC Securities (USA) Inc.Morgan Stanley09-26-2019
Brian Gartland MurphyHSBC Securities (USA) Inc.Morgan Stanley07-17-2013
Catherine CalandraHSBC Securities (USA) Inc.Morgan Stanley03-10-2015
Christopher James SpangoHSBC Securities (USA) Inc.Morgan Stanley05-01-2012
Claudia Patricia SuarezHSBC Securities (USA) Inc.Morgan Stanley11-08-2012
Dana Samuel WestHSBC Securities (USA) Inc.Morgan Stanley06-07-2012
Dominick Carl LanutiHSBC Securities (USA) Inc.Morgan Stanley03-26-2010
Federico E GattiHSBC Securities (USA) Inc.Morgan Stanley$5009-12-2013
Jeffrey FidelmanHSBC Securities (USA) Inc.Morgan Stanley10-21-2013
Joanne LamHSBC Securities (USA) Inc.Morgan Stanley02-22-2011
John Sky GriffinHSBC Securities (USA) Inc.Morgan Stanley$5003-27-2013
Jorge Enrique CardenasHSBC Securities (USA) Inc.Morgan Stanley04-02-2017
Kin Pan TungHSBC Securities (USA) Inc.Morgan Stanley03-25-2015
Lori Delynn RussellHSBC Securities (USA) Inc.Morgan Stanley08-19-2013
Michael ValenzaHSBC Securities (USA) Inc.Morgan Stanley08-04-2017
Paulo Eduardo BettegaHSBC Securities (USA) Inc.Morgan Stanley05-17-2017
Raymond KrumdieckHSBC Securities (USA) Inc.Morgan Stanley04-16-2012
Richard Hunter BogradHSBC Securities (USA) Inc.Morgan Stanley07-26-2016
Stephen Ray NugentHSBC Securities (USA) Inc.Morgan Stanley09-11-2009
Vinita Shah KakHSBC Securities (USA) Inc.Morgan Stanley10-01-2013
Wendy YangHSBC Securities (USA) Inc.Morgan Stanley05-22-2017

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.