Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Francisco RosaHSBC Securities (USA) Inc.Alexander Capital, L.P.09-04-2012
Paul Louis MarreroHSBC Securities (USA) Inc.Allstate Distributors, L.L.C.04-01-2009
ROBERT ERNEST YOUNG JRHSBC Securities (USA) Inc.Allstate Financial Services, LLC10-01-2015
Yanique Keisha Paula AndersonHSBC Securities (USA) Inc.Allstate Financial Services, LLC01-22-2013
Sandro Elio PalmeriniHSBC Securities (USA) Inc.Allstate Financial Services, LLC04-10-2012
Andrew PerroneHSBC Securities (USA) Inc.Arive Capital Markets06-28-2018
Bob AzariehHSBC Securities (USA) Inc.Arive Capital Markets$25003-06-2017
Ian Stuart ColeHSBC Securities (USA) Inc.Aspen Equity Partners, LLC$50005-14-2014
Anna Alexandrovna DanilovaHSBC Securities (USA) Inc.AXA Advisors, LLC02-03-2017
Paul Francis SuchynaHSBC Securities (USA) Inc.AXA Advisors, LLC06-28-2016
Luis Manuel JimenezHSBC Securities (USA) Inc.AXA Advisors, LLC12-08-2015
Susan S BisharaHSBC Securities (USA) Inc.AXA Advisors, LLC$25001-14-2013
Allen Philip CantoniHSBC Securities (USA) Inc.AXA Advisors, LLC03-22-2010
Eric S BirdsallHSBC Securities (USA) Inc.AXA Advisors, LLC$10006-29-2009
Shaun David BensolHSBC Securities (USA) Inc.B. Riley Wealth Management02-19-2014
Timothy John ManningHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.10-15-2009
Allison Patricia MahoneyHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.$10007-20-2009
Esperanza Janet StraughterHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.06-01-2009
Joseph Paul BennettHSBC Securities (USA) Inc.BNY Mellon Securities Corporation$10002-01-2017
Dudley Franklin StephensHSBC Securities (USA) Inc.Brookstone Securities, Inc.01-10-2011
James Steven SeifertHSBC Securities (USA) Inc.Cabot Lodge Securities LLC09-10-2013
Kevin Walter DiamondHSBC Securities (USA) Inc.Cambridge Investment Research, Inc.05-01-2017
Anthony GhiglieriHSBC Securities (USA) Inc.Cape Securities Inc.$10002-11-2013
Vincent L CasaleHSBC Securities (USA) Inc.Capital One Investment Services LLC10-21-2014
Edward MezzacappaHSBC Securities (USA) Inc.Capital One Investment Services LLC$10011-04-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.