Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Wei QiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-12-2019
John Martin Gotsch IVHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-13-2019
Steven VerveniotisHSBC Securities (USA) Inc.Signature Securities04-10-2019
Jian HeHSBC Securities (USA) Inc.LPL Financial LLC01-31-2019
Szehaw PhangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-17-2018
Andrew PerroneHSBC Securities (USA) Inc.Arive Capital Markets06-28-2018
Josin LinHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-08-2018
Peter John McMahonHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC05-01-2018
Duran O ColeyHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-23-2018
Michael Anthony YoungHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$10001-11-2018
Jason Louis SmithHSBC Securities (USA) Inc.Citigroup Global Markets Inc.12-11-2017
Solomon Nnamdi OnwuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Kehinde Kayode AdesaluHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC11-03-2017
Joanne M. ShippeyHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2017
Peter Michael BushmanHSBC Securities (USA) Inc.M&T Securities, Inc.$1109-08-2017
Alexander RussoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-02-2017
Christopher J. GirondaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-15-2017
Pavitra MaharajHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$15205-22-2017
Kevin Walter DiamondHSBC Securities (USA) Inc.Cambridge Investment Research, Inc.05-01-2017
Hiwot G TeklewoldeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC04-03-2017
Joseph Paul BennettHSBC Securities (USA) Inc.BNY Mellon Securities Corporation02-01-2017
Calvin Y. ZhaoHSBC Securities (USA) Inc.Santander Securities LLC12-19-2016
Stewart Shuh-Hwa YuanHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-14-2016
Anna Marie PeraHSBC Securities (USA) Inc.MetLife Securities Inc.08-05-2016
Marwan ShakerHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-04-2016
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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