Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aleksandr LeybengrubHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-25-2015
Alexander RussoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-02-2017
Allison Patricia MahoneyHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.07-20-2009
Andrew PerroneHSBC Securities (USA) Inc.Arive Capital Markets06-28-2018
Andrew SolimanHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-15-2012
Andrew ThemisHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-22-2014
Anna Marie PeraHSBC Securities (USA) Inc.MetLife Securities Inc.08-05-2016
Anthony GhiglieriHSBC Securities (USA) Inc.Cape Securities Inc.02-11-2013
Benvenuto Anthony De RosaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-06-2013
Brian Allen DoweryHSBC Securities (USA) Inc.Csfbdirect, Inc.05-23-2014
Brian Gartland MurphyHSBC Securities (USA) Inc.Morgan Stanley07-17-2013
Calvin Y. ZhaoHSBC Securities (USA) Inc.Santander Securities LLC12-19-2016
Chao-Wei LiuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-20-2013
Ching Man WongHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC10-30-2014
Christopher Harriman DannHSBC Securities (USA) Inc.Charles Schwab & Co., Inc.$10004-20-2016
Christopher J. GirondaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-15-2017
Christopher SchwartzHSBC Securities (USA) Inc.Citigroup Global Markets Inc.11-18-2015
Clifford Dominick BajorHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-01-2016
David A LeeHSBC Securities (USA) Inc.David Lerner Associates, Inc.04-24-2015
David Jonathan WilcoxHSBC Securities (USA) Inc.People's Securities, Inc.03-18-2013
Dean Martin StarrHSBC Securities (USA) Inc.MetLife Securities Inc.04-22-2016
Duran O ColeyHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-23-2018
Edward Richard RiepeHSBC Securities (USA) Inc.Mclaughlin, Piven, Vogel Inc.01-13-2009
Esperanza Janet StraughterHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.06-01-2009
Hiwot G TeklewoldeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC04-03-2017
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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