Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Crystal Lynn SmithersHarbor Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Stefan Marchut LavalleeHarbor Financial Services, LLCCantella & Co., Inc.$10009-30-2019
Paul Alan MaherHarbor Financial Services, LLCIfs Securities$2509-18-2019
Michael Tilton DollHarbor Financial Services, LLCLongboat Key Financial Group, LLC09-16-2019
Samuel Lee WilliamsHarbor Financial Services, LLCCompass Securities Corporation$5006-21-2019
Sara Jean LalandeHarbor Financial Services, LLCEdward Jones03-26-2019
Ronald Gary BoyetteHarbor Financial Services, LLCHarbor Financial Services, LLC03-25-2019
Charles Lynn FinchHarbor Financial Services, LLCCantella & Co., Inc.12-14-2018
Allan Thomas PickleHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2018
Debra Newman ShelbyHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2018
Stephen M. GrinerHarbor Financial Services, LLCRaymond James & Associates, Inc.$25010-01-2018
Cay Zettler WeaverHarbor Financial Services, LLCLPL Financial LLC10-31-2017
Curtis Lee HowardHarbor Financial Services, LLCEdward Jones09-25-2017
Brad L. DragerHarbor Financial Services, LLCRaymond James Financial Services Advisors, Inc03-31-2017
Robert Paul SteibHarbor Financial Services, LLCHarbor Financial Services, LLC$2501-21-2016
Vicki Annette ZacherHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2014
Pfilip Gardnyr Hunt Jr.Harbor Financial Services, LLCGardnyr Michael Capital, Inc.10-17-2013
Julie Mccombs BlalockHarbor Financial Services, LLCRaymond James Financial Services, Inc.10-17-2013
Kathryn Ann DefosseHarbor Financial Services, LLCRaymond James Financial Services, Inc.09-13-2013
Michael Gerard HickeyHarbor Financial Services, LLCRaymond James Financial Services Advisors, Inc01-02-2013
Leroy TankerHarbor Financial Services, LLCRaymond James Financial Services Advisors, Inc$10002-01-2012
Ann Maureen SmithHarbor Financial Services, LLCRaymond James Financial Services, Inc.$1012-21-2011
Mary Louise SteibHarbor Financial Services, LLCRaymond James Financial Services, Inc.$2512-16-2011
Donna Antionette SheehyHarbor Financial Services, LLCRaymond James Financial Services Advisors, Inc$2506-21-2010
John Milner BryanHarbor Financial Services, LLCRaymond James Financial Services Advisors, Inc$5005-10-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.