Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Christopher SchadtyHarbor Investment Advisory, LLCMorgan Stanley$5002-05-2020
Scott Gaither HahnHarbor Investment Advisory, LLCKestra Investment Services, LLC10-15-2018
Elias Dodson Poe IIIHarbor Investment Advisory, LLCMorgan Stanley$10009-29-2017
Elias Dodson Poe IVHarbor Investment Advisory, LLCMorgan Stanley09-29-2017
Paul Michael FoxHarbor Investment Advisory, LLCMorgan Stanley$4507-28-2017
Janet Carol MarquardtHarbor Investment Advisory, LLCRaymond James Financial Services Advisors, Inc$1007-28-2017
Jennifer Lowe WinslowHarbor Investment Advisory, LLCMorgan Stanley$7907-28-2017
Arthur Postuek BoykinHarbor Investment Advisory, LLCMorgan Stanley07-28-2017
Robert Earle LaubachHarbor Investment Advisory, LLCWells Fargo Clearing Services, LLC08-31-2016
John Thomas HalleronHarbor Investment Advisory, LLCUBS Financial Services Inc.09-11-2015
Charles Russell WardHarbor Investment Advisory, LLCUBS Financial Services Inc.$10009-11-2015
Fremont James KnittleHarbor Investment Advisory, LLCMorgan Stanley03-23-2015
Craig L. MartinHarbor Investment Advisory, LLCMorgan Stanley03-23-2015
James Walter Curran IIIHarbor Investment Advisory, LLCMorgan Stanley$10003-20-2015
Andrew William SullivanHarbor Investment Advisory, LLCTullett Prebon Financial Services LLC07-26-2013
Geoffrey Philipp BurroughsHarbor Investment Advisory, LLCMorgan Stanley03-28-2013
R. Matthew Williams NovakHarbor Investment Advisory, LLCDeutsche Bank Securities Inc.02-14-2011
Champe Seabury Andrews IIIHarbor Investment Advisory, LLCDeutsche Bank Securities Inc.$10001-14-2011
Gregory Edward ParanzinoHarbor Investment Advisory, LLCDeutsche Bank Securities Inc.$15001-14-2011
Deborah Wilkerson CameronHarbor Investment Advisory, LLCMorgan Stanley$15009-17-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.