Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Denise Ann JaehnkeHarbour Investments, Inc.G.F. Investment Services, LLC01-02-2018
Claudia Anne VlisidesHarbour Investments, Inc.SII Investments, Inc.11-07-2017
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Jeremy A. ArgueHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Lucas H MartyHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Mark Gerard SweeneyHarbour Investments, Inc.Capital Financial Services, Inc.04-12-2017
James Earl EwingHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Tony Scott MennengaHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Patrick Charles FosdickHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Megan E DornHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Mark ZierathHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Taylor John RobsonHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Royce KurtzHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Patricia Marie BeineHarbour Investments, Inc.The Strategic Financial Alliance, Inc.03-31-2016
Thomas L StauffacherHarbour Investments, Inc.The Strategic Financial Alliance, Inc.03-31-2016
David John JohnsonHarbour Investments, Inc.The Strategic Financial Alliance, Inc.03-30-2016
Kimberly Dawn SchreiberHarbour Investments, Inc.The Strategic Financial Alliance, Inc.03-30-2016
Jeffrey Thomas RichardHarbour Investments, Inc.MidAmerica Financial Services, Inc.11-19-2015
Leonard James StadtmuellerHarbour Investments, Inc.LPL Financial LLC05-06-2015
Scott Steven PaterickHarbour Investments, Inc.MML Investors Services, LLC10-22-2014
Matthew Erwin NiermeyerHarbour Investments, Inc.Park Avenue Securities LLC08-13-2014
Kenneth Carl KauthHarbour Investments, Inc.Purshe Kaplan Sterling Investments10-21-2013
Susan Lynn OlsonHarbour Investments, Inc.Wisconsin Wealth Advisors, LLC06-10-2013
Aaron G TachonHarbour Investments, Inc.New England Securities05-18-2012
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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