Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
BRYANT GENE MERRYMANHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Joanne Marie RohlfsHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2017
Paul Dulin SpencerHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2017
Thomas X ParkerHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2017
William A CowanHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2017
Meghan G RumpHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2016
Kayleen Elizabeth SchultzHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2016
Marta Ewa JankowskiHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2015
James Norman Deitrich Jr.HighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
David Richard NelsonHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Mario Bob ZaburskiHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
Margaret Rose Esquivel-DamatoHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2011
Kathryn Scott MedemaHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2011
Maggie ShriverHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2011
Stephen Peter WathenHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2011
Paul Attilio Jr. Pagnato Jr.HighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2011
Augustino SuafoaHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2011
Brett Carlton D'OrlandoHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2011
James R Young IIIHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-21-2017
Douglas George ConklinHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-05-2014
William Bartly WolfHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2014
Steven KuzmanoskiHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2014
Trevor R. SwartzHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-08-2014
Ruth Elise BergerHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-21-2014
Christopher Peter McFaddenHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-18-2013
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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