Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean W. LatimerHighTower Securities, LLCMorgan Stanley01-04-2019
John Thomas BuffaHighTower Securities, LLCMorgan Stanley01-27-2017
Trevor Tilden CummingsHighTower Securities, LLCMorgan Stanley09-21-2016
Keith W HierHighTower Securities, LLCMorgan Stanley$16408-12-2016
Thomas Gerald FoleyHighTower Securities, LLCMorgan Stanley$5008-12-2016
James Ellis Day IIIHighTower Securities, LLCMorgan Stanley$5006-24-2016
Joel Shawn RandHighTower Securities, LLCMorgan Stanley03-18-2016
Joseph William FeinbergHighTower Securities, LLCMorgan Stanley12-17-2015
Robert E. Graham, Kimberlee Ann DavisHighTower Securities, LLCMorgan Stanley04-02-2015
Patricia Walker PickHighTower Securities, LLCMorgan Stanley$10001-30-2015
Robert D. WarrenHighTower Securities, LLCMorgan Stanley07-25-2014
John Wesley ClaytonHighTower Securities, LLCMorgan Stanley$15009-13-2013
Theresa Hoeppner TaylorHighTower Securities, LLCMorgan Stanley09-13-2013
Wilburn Felton Sanders Jr.HighTower Securities, LLCMorgan Stanley09-13-2013
Henry E. Crosby Jr.HighTower Securities, LLCMorgan Stanley09-13-2013
Michael Patrick Ahearn Sr.HighTower Securities, LLCMorgan Stanley09-13-2013
Jeffrey Scott Grinspoon, Michelle Kuzma KempfHighTower Securities, LLCMorgan Stanley$5007-08-2011
John Michael ShieldsHighTower Securities, LLCMorgan Stanley05-26-2011
William Frederick Blanke Jr.HighTower Securities, LLCMorgan Stanley05-26-2011
Hersh Steve BognerHighTower Securities, LLCMorgan Stanley01-07-2011
Andrew S. ChapmanHighTower Securities, LLCMorgan Stanley11-12-2010
Peter Eric Lang, Roman Adam CiosekHighTower Securities, LLCMorgan Stanley$5002-12-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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