Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joanne Marie RohlfsHighTower Securities, LLCUBS Financial Services Inc.04-02-2020
Ryan Barge GreenHighTower Securities, LLCUBS Financial Services Inc.$5008-07-2017
William Anthony MercerHighTower Securities, LLCUBS Financial Services Inc.$13205-05-2017
Jack T YorkHighTower Securities, LLCUBS Financial Services Inc.$10004-21-2017
Marion Todd BakerHighTower Securities, LLCUBS Financial Services Inc.$10004-21-2017
Bradley Scott HarveyHighTower Securities, LLCUBS Financial Services Inc.$10004-21-2017
Jeffery KellyHighTower Securities, LLCUBS Financial Services Inc.$10002-16-2017
Brian J WohlnerHighTower Securities, LLCUBS Financial Services Inc.02-16-2017
Jake Blas FalconHighTower Securities, LLCUBS Financial Services Inc.$2512-02-2016
Cory BittnerHighTower Securities, LLCUBS Financial Services Inc.12-02-2016
James Mckee LewisHighTower Securities, LLCUBS Financial Services Inc.12-02-2016
Alfredo MartinezHighTower Securities, LLCUBS Financial Services Inc.$10004-15-2016
Christopher Todd UreHighTower Securities, LLCUBS Financial Services Inc.$10004-15-2016
Jordan John-Andrew RaeHighTower Securities, LLCUBS Financial Services Inc.04-15-2016
Michelle Lenae MurrayHighTower Securities, LLCUBS Financial Services Inc.07-14-2015
James Emmett ToweyHighTower Securities, LLCUBS Financial Services Inc.01-02-2015
Joseph Michael Cantore IIIHighTower Securities, LLCUBS Financial Services Inc.01-02-2015
Jennifer MolinaHighTower Securities, LLCUBS Financial Services Inc.$10001-02-2015
Michael G. TobinHighTower Securities, LLCUBS Financial Services Inc.01-02-2015
Jane Ellen VoorheesHighTower Securities, LLCUBS Financial Services Inc.$10011-08-2013
Peter Joseph KleinHighTower Securities, LLCUBS Financial Services Inc.$5011-08-2013
Justin A WintersHighTower Securities, LLCUBS Financial Services Inc.09-30-2013
Mark KravietzHighTower Securities, LLCUBS Financial Services Inc.$10003-22-2013
Drew Bennett NordlichtHighTower Securities, LLCUBS Financial Services Inc.06-29-2012
David Bryan MolnarHighTower Securities, LLCUBS Financial Services Inc.$10006-29-2012
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.