Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph Kane IIIHilltop Securities Inc.BBVA Wealth Solutions Inc.$1508-24-2020
Reno Edward JonesHilltop Securities Inc.Raymond James Financial Services, Inc.04-30-2020
Stephen Scott ShermanHilltop Securities Inc.Ameriprise Financial Services, LLC07-11-2019
William Randolph DanielsHilltop Securities Inc.Ameriprise Financial Services, LLC07-11-2019
Jeffrey Neal VanoverHilltop Securities Inc.Ameriprise Financial Services, LLC07-11-2019
William Fredric Kellogg Jr.Hilltop Securities Inc.IHT Wealth Management LLC07-08-2019
Wesley James DarilekHilltop Securities Inc.Wells Fargo Clearing Services, LLC$2506-14-2019
Saul Ernesto LicoHilltop Securities Inc.Wells Fargo Clearing Services, LLC06-14-2019
Kranston L KincaidHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Nicholas Jon DamicoHilltop Securities Inc.Personal Capital Advisors Corporation02-19-2019
Jeffrey Garland KeeneHilltop Securities Inc.Edward Jones01-28-2019
Vickie Sue WiseHilltop Securities Inc.BOK Financial Securities, Inc.$23703-23-2018
Ronnie Carrol Davis Jr.Hilltop Securities Inc.BOK Financial Securities, Inc.03-23-2018
Mark Victor PisaniHilltop Securities Inc.E D & F Man Capital Markets Inc.02-05-2018
Kimberly Kay RuleHilltop Securities Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
John Christian CoyleHilltop Securities Inc.Oppenheimer & Co. Inc.$5008-11-2017
Lacy Nicole PritchardHilltop Securities Inc.Morgan Stanley05-30-2017
Terrance Jacob DavisHilltop Securities Inc.TD Ameritrade, Inc.05-22-2017
Victor Fernand MedinaHilltop Securities Inc.Morgan Stanley$2504-21-2017
Stuart Wier FordHilltop Securities Inc.Coastal Securities, Inc.03-31-2017
James Frederick MartinHilltop Securities Inc.UBS Financial Services Inc.$6009-09-2016
Lawrence Jude MessinaHilltop Securities Inc.Stifel, Nicolaus & Company, Incorporated07-08-2016
Jennifer Lee HuberHilltop Securities Inc.Prospera Financial Services, Inc.07-05-2016
Rocky Val EmeryHilltop Securities Inc.Texan Capital06-14-2016
Wayne Evan DaughertyHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2015
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.