Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christophe Dupin Saint De CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
Gregory James ShankleHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$20003-28-2019
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$5001-11-2019
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC$112-07-2018
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Elizabeth Anne WilsonHilltop Securities Independent Network Inc.Principal Securities, Inc.11-01-2018
Dennis Brock AshbyHilltop Securities Independent Network Inc.IMS Securities, Inc.$111-13-2017
John Anthony PeguesHilltop Securities Independent Network Inc.Investment Centers of America, Inc.$110-06-2017
Linda Els MccutcheonHilltop Securities Independent Network Inc.Investment Centers of America, Inc.10-06-2017
Christopher A. MurrayHilltop Securities Independent Network Inc.Edward Jones09-25-2017
Jay Stanley MathisHilltop Securities Independent Network Inc.LPL Financial LLC$8304-28-2017
Daniel James GundersonHilltop Securities Independent Network Inc.Morgan Stanley04-29-2016
Leo Vinson ReichleHilltop Securities Independent Network Inc.Century Securities Associates, Inc.02-26-2016
Thomas Daniel SwiftHilltop Securities Independent Network Inc.Waddell & Reed02-02-2016
William Louis EbsHilltop Securities Independent Network Inc.MetLife Securities Inc.08-12-2015
Larry Preston BraswellHilltop Securities Independent Network Inc.Cambridge Investment Research, Inc.04-17-2015
Louis Nolan MillerHilltop Securities Independent Network Inc.Harbor Financial Services, LLC$15003-17-2015
Robert Mark WroblewskiHilltop Securities Independent Network Inc.LPL Financial LLC$101-15-2015
James Willian AdamsHilltop Securities Independent Network Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2014
Kevin Eugene RussellHilltop Securities Independent Network Inc.MidAmerica Financial Services, Inc.08-14-2014
Stephen Tyler MckimmeyHilltop Securities Independent Network Inc.AXA Advisors, LLC05-06-2014
Michael T HoganHilltop Securities Independent Network Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2014
Emilio Fuentes Jr.Hilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$2503-06-2014
Todd Aaron MuehlerHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC08-13-2013
Troy Landon SmithHilltop Securities Independent Network Inc.Charles Schwab & Co., Inc.$1002-06-2013
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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