Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Maurice WeinsteinIFP Securities, LLCSecurities America, Inc.11-14-2019
Charles Anthony Triaga IIIIFP Securities, LLCKey Investment Services LLC$10011-06-2019
Edward Anthony BurgioIFP Securities, LLCKey Investment Services LLC11-06-2019
Thomas George HolligerIFP Securities, LLCFidelity Personal and Workplace Advisors11-05-2019
Steven MaraviIFP Securities, LLCKovack Securities Inc.$10010-25-2019
Scott Anthony SellsIFP Securities, LLCLPL Financial LLC$25010-25-2019
David Ta-Wai YuIFP Securities, LLCKovack Securities Inc.10-25-2019
Amber Lynn BletscherIFP Securities, LLCHeartland Wealth Strategies LLC09-24-2019
Aaron Lee CruzIFP Securities, LLCCetera Advisors LLC09-16-2019
Reno Jason ReserIFP Securities, LLCCetera Advisors LLC$10009-13-2019
Roseann Marie MonteleoneIFP Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Steven Christopher TestinoIFP Securities, LLCPrivate Portfolio Partners, LLC$10008-20-2019
Mark Anthony GiordanoIFP Securities, LLCPrivate Portfolio Partners, LLC$10008-20-2019
Michael Glen NielsonIFP Securities, LLCCetera Advisors LLC$10008-15-2019
Gregory Gordon HomerIFP Securities, LLCCetera Advisors LLC08-15-2019
Bryan NielsonIFP Securities, LLCCetera Advisors LLC08-15-2019
Scott Anthony PrestonIFP Securities, LLCLPL Financial LLC08-05-2019
Steven Howard BowesIFP Securities, LLCGlobal Retirement Partners LLC08-05-2019
Jason Alyn BrooksIFP Securities, LLCFirst Heartland Capital, Inc.$50007-25-2019
Joseph Michael FlorioIFP Securities, LLCLincoln Financial Advisors Corporation07-24-2019
Melissa Rilynn LonerIFP Securities, LLCCambridge Investment Research, Inc.$15007-17-2019
Kelly Lynn BazileIFP Securities, LLCLPL Financial LLC$10007-02-2019
Robert Andrew BraceyIFP Securities, LLCLPL Financial LLC$50007-01-2019
Marlin R. HowleyIFP Securities, LLCLPL Financial LLC07-01-2019
Christopher Andrew VaughnIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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