Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jay WeinstockINVEST Financial CorporationCUNA Brokerage Services, Inc.01-20-2012
Abelardo Marcos HernandezINVEST Financial CorporationCUSO Financial Services, L.P.09-01-2015
Adam Bruce LinkINVEST Financial CorporationPruco Securities, LLC.11-07-2017
Adam Gabriel WolffINVEST Financial CorporationMetLife Securities Inc.02-16-2016
Adam R. KuleszaINVEST Financial CorporationRoyal Alliance Associates, Inc.02-03-2009
Alan David CareyINVEST Financial CorporationInvestors Capital Corp.$5001-17-2014
Alan Frank SieversINVEST Financial CorporationCUNA Brokerage Services, Inc.$1009-30-2015
Alan William BaumanINVEST Financial CorporationFifth Third Securities, Inc.01-12-2016
Albert Pingree Herzog IIIINVEST Financial CorporationRoyal Alliance Associates, Inc.$10004-07-2009
Aleia Kristy MacdonaldINVEST Financial CorporationRoyal Alliance Associates, Inc.02-01-2009
Alejandro Alberto LebronINVEST Financial CorporationLPL Financial LLC$1011-02-2015
Alexander E GurmanINVEST Financial CorporationHSBC Securities (USA) Inc.08-29-2016
Alexander Love Hinson Jr.INVEST Financial CorporationMorgan Stanley07-28-2014
Alice Leary ReitzINVEST Financial CorporationThrivent Investment Management Inc.02-02-2016
Allison Carrie McCurryINVEST Financial CorporationRoyal Alliance Associates, Inc.05-01-2009
Andrea Lynn WadeINVEST Financial CorporationCommonwealth Financial Network06-07-2016
Andrea Owen-BoydINVEST Financial CorporationAXA Advisors, LLC02-03-2017
Andrew B. AdamsINVEST Financial CorporationNext Financial Group, Inc.$2512-02-2011
Andrew F. MackayINVEST Financial CorporationMML Investors Services, LLC11-13-2013
Andrew Garrett MorrisINVEST Financial CorporationSynergy Investment Group, LLC01-26-2009
Andrew Glenn KolowichINVEST Financial CorporationMetLife Securities Inc.$1003-30-2009
Andrew J MooreINVEST Financial CorporationHancock Whitney Investment Services Inc.02-04-2011
Andrew J. ToeringINVEST Financial CorporationWells Fargo Clearing Services, LLC$5011-20-2015
Andrew Jason ZehnderINVEST Financial CorporationRoyal Alliance Associates, Inc.$2503-04-2009
Andrew LomantoINVEST Financial CorporationHSBC Securities (USA) Inc.07-18-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.