Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher R MalphursINVEST Financial CorporationSunTrust Investment Services, Inc.07-20-2017
Lawrence James RoemerINVEST Financial CorporationEquity Services, Inc.07-11-2017
William Joseph CangemeINVEST Financial CorporationMorgan Stanley05-08-2017
John Marco DininoINVEST Financial CorporationAmeritas Investment Corp.04-18-2017
Tyler James WhitneyINVEST Financial CorporationFidelity Brokerage Services LLC03-30-2017
Armando FernandezINVEST Financial CorporationNext Financial Group, Inc.01-12-2017
Federico Coromoto VaamondeINVEST Financial CorporationBondwire01-05-2017
Steven Scott ComptonINVEST Financial CorporationWells Fargo Clearing Services, LLC10-14-2016
Deanna Rosalyn TrippINVEST Financial CorporationInvestacorp, Inc.09-06-2016
Tobias Allan MeekINVEST Financial CorporationSunTrust Investment Services, Inc.07-12-2016
Michael Britt BuslerINVEST Financial CorporationFSC Securities Corporation04-21-2016
James Brent OstranderINVEST Financial CorporationInvestacorp, Inc.04-06-2016
Stephen Davis `INVEST Financial CorporationPruco Securities, LLC.03-14-2016
Taylor Kalyn SmeltINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2016
Caroline MohanINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2016
Donald Glen BishopINVEST Financial CorporationInvestment Professionals, Inc.12-03-2015
Jonathan Amrit Chand BhimINVEST Financial CorporationCalton & Associates, Inc.11-04-2015
Dennis Roger NolteINVEST Financial CorporationCapital Guardian, LLC09-28-2015
Abelardo Marcos HernandezINVEST Financial CorporationCUSO Financial Services, L.P.09-01-2015
Rodolfo ValdesINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2015
Daniel Douglas EtheridgeINVEST Financial CorporationCapital Analysts06-18-2015
Kara Purcell WilliamsINVEST Financial CorporationIndependent Financial Partners04-23-2015
Moana N TuckerINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2015
Brian Wesley UrbanINVEST Financial CorporationPark Avenue Securities LLC10-21-2014
Judy Karen GulleyINVEST Financial CorporationPrincipal Securities, Inc.10-15-2014
Next Page »

Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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