Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jay WeinstockINVEST Financial CorporationCUNA Brokerage Services, Inc.01-20-2012
Abelardo Marcos HernandezINVEST Financial CorporationCUSO Financial Services, L.P.09-01-2015
Alexander Love Hinson Jr.INVEST Financial CorporationMorgan Stanley07-28-2014
Andrew F. MackayINVEST Financial CorporationMML Investors Services, LLC11-13-2013
Andrew Glenn KolowichINVEST Financial CorporationMetLife Securities Inc.$1003-30-2009
Andrew J MooreINVEST Financial CorporationHancock Whitney Investment Services Inc.02-04-2011
Ann Marie NelsenINVEST Financial CorporationTransamerica Financial Advisors, Inc$104-21-2009
Anthony Richard SurberINVEST Financial CorporationMidwestern Securities Trading Company, LLC$1010-07-2013
Armando FernandezINVEST Financial CorporationNext Financial Group, Inc.01-12-2017
Barry Hilton DriggersINVEST Financial CorporationTransamerica Financial Advisors, Inc03-27-2009
Benjamin David MathesonINVEST Financial CorporationINVEST Financial Corporation$15009-02-2009
Brant Edward GarberINVEST Financial CorporationTransamerica Financial Advisors, Inc03-05-2009
Bret Homer BlackINVEST Financial CorporationSWBC Investment Services, LLC04-01-2014
Brian W. UrbanINVEST Financial CorporationPark Avenue Securities LLC10-21-2014
Bruce Frank PalmerINVEST Financial CorporationParkland Securities, LLC$2510-14-2013
Carl David NewtonINVEST Financial CorporationEdward Jones07-13-2011
Caroline MohanINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2016
Charles Steven RobertsINVEST Financial CorporationEdward Jones01-02-2009
Christopher David PatnodeINVEST Financial CorporationIndependent Financial Group, LLC12-06-2011
Christopher R. MalphursINVEST Financial CorporationSunTrust Advisory Services, Inc.07-20-2017
Clifford Alan StokesINVEST Financial CorporationWells Fargo Clearing Services, LLC01-24-2014
Cory Reed WaltonINVEST Financial CorporationNew England Securities$5003-28-2012
Dale Stanley NessINVEST Financial CorporationTransamerica Financial Advisors, Inc$1003-26-2009
Dana Rhoden TaylorINVEST Financial CorporationUvest Financial Services Group, Inc.11-01-2011
Daniel Elmer DoerrINVEST Financial CorporationThrivent Investment Management Inc.01-02-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.