Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Ann MagawInvestment Professionals, Inc.LPL Financial LLC05-04-2018
Timothy Glenn ThrasherInvestment Professionals, Inc.Investment Professionals, Inc.03-23-2018
Christopher James O'BrienInvestment Professionals, Inc.Infinex Investments, Inc.05-10-2017
Julie Renee OwenInvestment Professionals, Inc.Investment Professionals, Inc.03-02-2017
Markos John PappasInvestment Professionals, Inc.Edward Jones02-06-2017
Jeff H CoxInvestment Professionals, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2017
Regina Duenez HerreraInvestment Professionals, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2016
Eric Scott PomerantzInvestment Professionals, Inc.Oppenheimer & Co. Inc.12-09-2016
Martha Louise WeeksInvestment Professionals, Inc.Investment Professionals, Inc.10-31-2016
Aaron Keith UlrichInvestment Professionals, Inc.Waddell & Reed08-25-2016
John Eric Moore Jr.Investment Professionals, Inc.Allstate Financial Services, LLC06-01-2016
Joseph Charles KlagesInvestment Professionals, Inc.Wells Fargo Clearing Services, LLC02-08-2016
Mark Anthony RogersInvestment Professionals, Inc.Wells Fargo Clearing Services, LLC$5002-08-2016
Joseph Anthony MasuelliInvestment Professionals, Inc.Multi-Bank Securities, Inc.01-20-2016
Keith Vancil GilbertInvestment Professionals, Inc.CUNA Brokerage Services, Inc.$2511-16-2015
Suzanne Michelle WiegandInvestment Professionals, Inc.Wells Fargo Clearing Services, LLC10-01-2015
Joaquin Gonzalez Cigarroa IIIInvestment Professionals, Inc.Fintegra, LLC07-16-2015
George Louis Saenz Sr.INVESTMENT PROFESSIONALS, INC.Fintegra, LLC$2507-15-2015
Luis Justo Gonzalez IIIInvestment Professionals, Inc.Fintegra, LLC07-15-2015
Rhett Douglas BedwellInvestment Professionals, Inc.Wells Fargo Clearing Services, LLC$1004-21-2015
Aaron S. HarveyInvestment Professionals, Inc.Cambridge Investment Research, Inc.$1004-14-2015
Donald Howard HartInvestment Professionals, Inc.Edward Jones04-01-2015
Brenda B. RocchioInvestment Professionals, Inc.NYLIFE Securities LLC02-18-2015
Rusty L ReamInvestment Professionals, Inc.Thrivent Investment Management Inc.02-18-2015
Christopher M. MillerInvestment Professionals, Inc.Citigroup Global Markets Inc.02-04-2015
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Showing 1 to 25 of 182 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.