Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan LakisIfs SecuritiesPackerland Brokerage Services, Inc.06-17-2019
Bruce Alfred BoutaIfs SecuritiesCetera Advisor Networks LLC$5006-14-2019
David S WinfreyIfs SecuritiesCambridge Investment Research, Inc.02-26-2019
Thomas Joseph NeunerIfs SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Clifford William Shirah JrIfs SecuritiesProEquities, Inc.$5001-19-2018
Charles Allen BirbaraIfs SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2017
Ronald Cunningham BookbinderIfs SecuritiesCoker & Palmer08-16-2017
Kenneth Ray Koger JrIfs SecuritiesIHT Wealth Management LLC06-22-2017
Meredith Denise SimsIfs SecuritiesTransamerica Financial Advisors, Inc01-05-2015
Barbara Louise KiceIfs SecuritiesCantella & Co., Inc.$1011-25-2013

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.