Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Brad BrantleyIndependent Advisor Alliance, LLCKestra Investment Services, LLC08-25-2014
Terrence ColenIndependent Advisor Alliance, LLCCUNA Brokerage Services, Inc.03-02-2015
David G. Curry Jr.Independent Advisor Alliance, LLCLincoln Financial Advisors Corporation04-20-2015
David Bradley NifongIndependent Advisor Alliance, LLCWells Fargo Clearing Services, LLC05-13-2015
Steven Brian GalloIndependent Advisor Alliance, LLCWells Fargo Advisors Financial Network, LLC05-26-2015
Matthew Gregory JelnickyIndependent Advisor Alliance, LLCCetera Advisor Networks LLC07-20-2015
Ty Gary HensleyIndependent Advisor Alliance, LLCCetera Advisor Networks LLC10-02-2015
Chad Andrew PannellIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.04-14-2016
Philip Aaron LeeIndependent Advisor Alliance, LLCWells Fargo Clearing Services, LLC04-14-2016
David Lee BolickIndependent Advisor Alliance, LLCCetera Advisor Networks LLC05-18-2016
Johnny Kenard RutledgeIndependent Advisor Alliance, LLCLPL Financial LLC07-05-2016
Grant Barnett GoodwinIndependent Advisor Alliance, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2016
Robert Samuel DyeIndependent Advisor Alliance, LLCUBS Financial Services Inc.03-06-2017
Thomas Edwin Perry Jr.Independent Advisor Alliance, LLCCornerstone Financial Advisors03-27-2017
Murat KaptanogluIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Andrew Scott LipsonIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Vincent Conley PerryIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Bradley Aaron WilliamsIndependent Advisor Alliance, LLCAmeriprise Financial Services, Inc.06-14-2017
Jeffrey Michael WaltersIndependent Advisor Alliance, LLCSunTrust Investment Services, Inc.09-01-2017
Nicholas Arthur NielsenIndependent Advisor Alliance, LLCSunTrust Investment Services, Inc.09-01-2017
Justin Charles BradfordIndependent Advisor Alliance, LLCRobert W. Baird & Co. Incorporated10-25-2017
Richard S. ReberIndependent Advisor Alliance, LLCMorgan Stanley11-02-2017
Paul Edward BrownIndependent Advisor Alliance, LLCLPL Financial LLC11-15-2017
David Frank RotatoriIndependent Advisor Alliance, LLCCornerstone Financial Advisors11-27-2017
John Augustus Godfrey Jr.Independent Advisor Alliance, LLCCornerstone Wealth11-29-2017

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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