Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Schmidtke, Jeff LehrerIndependent Advisor AllianceNorthland Securities$7309-27-2017
Peter HeimermanIndependent Advisor AllianceWaddell and Reed$21009-26-2017
Kurt TrieboldIndependent Advisor AllianceWaddell and Reed$12009-07-2017
Nic Nielsen, Jeff WaltersIndependent Advisor AllianceSuntrust Investment Services$12509-01-2017
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Art SchlosserIndependent Advisor AllianceMassMutual Financial Group$5008-10-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Michael EdmondsonIndependent Advisor AllianceWells Fargo Advisors$12005-11-2017
Michael Krumholz, Sheila LittleIndependent Advisor AllianceCambridge Investment Research$15103-29-2017
Kyle Arcand, Charlene GregoryIndependent Advisor AllianceMSI Financial Services$15011-09-2016
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
Terry WelshIndependent Advisor AllianceNational Planning$5006-22-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
Phillip LeeIndependent Advisor AllianceWells Fargo Advisors$10004-14-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Bryan MiseIndependent Advisor AllianceIntervest International Equities $006-12-2015
Jon Marzano, Art Marzano, Steven GalloIndependent Advisor AllianceWells Fargo Advisors$26505-26-2015
David B. NifongIndependent Advisor AllianceWells Fargo Advisors$10005-13-2015
Chip HutchisonIndependent Advisor AllianceInvest Financial$9004-21-2015
Todd CurryIndependent Advisor AllianceLincoln Financial$6504-20-2015
Terry ColenIndependent Advisor AllianceCUNA Brokerage Services$9003-20-2015

Showing 1 to 23 of 23 entries

Page 1

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.